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Form Serial Number: |
DA20231213E00383
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1.
Date of relevant event: |
08/12/2023 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
08/12/2023 (dd/mm/yyyy)
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3.
Stock code: |
00702 |
4.
Name of listed corporation: |
Sino Oil and Gas Holdings Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
3,345,439,069 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Dai |
(Other names) |
Xiaobing |
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10.
Name of director (Chinese): |
戴小兵 |
11.
Chinese Character Code as printed on HKID Card: |
207114200365 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
11031 | The number of shares in which you are interested has increased because: you became the holder of, wrote or issued equity derivatives under which (choose one): you have a right to take the underlying shares | |
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2201 | Interest of corporation controlled by you | |
11,467,051,490 |
HKD |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 6,171,004,000 | 184.46 |
Short position | 137,524,500 | 4.11 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 17,638,055,490 | 527.23 |
Short position | 137,524,500 | 4.11 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
| Long position | 73,384,500 | Short position | 66,724,500 |
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2201 | Interest of corporation controlled by you |
| Long position | 17,564,670,990 | Short position | 70,800,000 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4106 | Unlisted derivatives - Cash settled |
| | | | | | | | | 6,012,500,000 |
Long position | 4107 | Unlisted derivatives - Convertible instruments |
| | | HKD | 55720000 | HKD | 0.100 | | | 5,293,600,000 |
Long position | 4107 | Unlisted derivatives - Convertible instruments |
| | | USD | 79060000 | HKD | 0.100 | | | 6,173,451,490 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Sino Oil and Gas Resources Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dai Xiaobing | 100.00 | Y | Long position | 6,012,500,000 |
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Sino Oil and Gas Resources Investments Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dai Xiaobing | 100.00 | Y | Long position | 85,119,500 | Short position | 70,800,000 |
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China LiDai International Asset Investment Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dai Xiaobing | 100.00 | Y | Long position | 5,293,600,000 |
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China LiDai International Asset Investment Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Dai Xiaobing | 100.00 | N | Long position | 6,173,451,490 |
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Top Resource & LiDai Investment Limited | Room 3710, 37/F, Hong Kong Plaza, 188 Connaught Road West, Hong Kong (Hong Kong) | China LiDai International Asset Investment Limited | 40.00 | Y | Long position | 6,173,451,490 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
This form is filed since on 8 December 2023, Sino Oil and Gas Holdings Limited (“Company”) entered into certain restructuring documents to, subject to the fulfilment and/or waiver of certain conditions, effect the transactions pursuant to the restructuring exercise to be conducted by the Company.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
13/12/2023 (dd/mm/yyyy)
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