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Form Serial Number: |
DA20231118E00003
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| 1.
Date of relevant event: |
17/10/2023
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
18/11/2023
(dd/mm/yyyy)
|
| 3.
Stock code: |
01801 |
| 4.
Name of listed corporation: |
Innovent Biologics, Inc. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,617,425,640 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Yu |
| (Other names) |
De-Chao Michael |
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|
|
| 10.
Name of director (Chinese): |
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| 11.
Chinese Character Code as printed on HKID Card: |
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| |
| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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|
Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1201 | The number of shares in which you are interested has reduced because:
you completed a sale of the shares |
|
|
|
502,961 |
HKD |
44.2133 |
44.2133 |
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|
| Short position |
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 126,903,209 | 7.85 |
| Short position | 371,747 | 0.02 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 126,400,248 | 7.81 |
| Short position | 371,747 | 0.02 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | Long position | 104,977,653 | | Short position | 371,747 |
|
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 0 | | | | | 2,430,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 30/03/2023 | 30/03/2033 | HKD | 1 | HKD | 38.390 | | | 1,620,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 0 | | | | | 2,032,334 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 30/03/2022 | 30/03/2032 | HKD | 1 | HKD | 30.600 | | | 1,354,889 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 0 | | | | | 725,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 30/03/2021 | 30/03/2031 | HKD | 1 | HKD | 78.200 | | | 1,035,714 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 0 | | | | | 362,500 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/04/2020 | 15/04/2030 | HKD | 1 | HKD | 33.950 | | | 2,071,429 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 0 | | | | | 1,380,360 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/03/2019 | 15/03/2029 | HKD | 1 | HKD | 28.300 | | | 4,142,857 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Yu Tong Family Irrevocable Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
| Madrone Grove Dynasty Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| Jenelope Dynasty Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
18/11/2023
(dd/mm/yyyy)
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