FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20231025E00286
1.
Date of relevant event
:
24/10/2023
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02490
4.
Name of listed corporation
:
LC Logistics, Inc.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
286,269,156
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Xu
(
Other names
)
Xin
10.
Name of director (Chinese)
:
許昕
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1213
The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
2201
Interest of corporation controlled by you
2201
Interest of corporation controlled by you
158,553,294
Short position
1312
There has been a change in nature of your interest in the shares because:
the shares lent by you have been returned to you
2201
Interest of corporation controlled by you
4,258,000
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
158,553,294
55.85
Short position
4,258,000
1.50
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
158,553,294
55.39
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2201
Interest of corporation controlled by you
Long position
158,553,294
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Li Yan
Long position
158,553,294
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Grand Sailing Limited
Start Chambers, Wickham's Cay II, P. O. Box 2221, Road Town, Tortola, British Virgin Islands
Xu Xin, Li Yan and Liu Quanxiang
100.00
N
Long position
75,896,322
Lecang Boundless Limited
Start Chambers, Wickham's Cay II, P. O. Box 2221, Road Town, Tortola, British Virgin Islands
Xu Xin, Li Yan and Liu Quanxiang
100.00
N
Long position
8,495,790
Peace Seaworld Limited
Start Chambers, Wickham's Cay II, P. O. Box 2221, Road Town, Tortola, British Virgin Islands
Xu Xin, Li Yan and Liu Quanxiang
100.00
N
Long position
19,616,322
Spring Wealth Limited
Start Chambers, Wickham' s Cay II, P. O. Box 2221, Road Town, Tortola, British Virgin Islands
Xu Xin, Li Yan and Liu Quanxiang
100.00
N
Long position
24,292,260
Lecang Altitude Limited
Trident Trust Company (B.V.I.) Limited, Trident Chambers, P.O. Box 146, Road Town, Tortola VG1110, British Virgin Islands
Grand Sailing Limited
100.00
Y
Long position
75,896,322
Lecang Fantasy Limited
Start Chambers, Wickham's Cay II, P.O. Box 2221, Road Town, Tortola, British Virgin Islands
Lecang Boundless Limited
100.00
Y
Long position
8,495,790
Glorious Sailing Limited
Start Chambers, Wickham's Cay II, P.O. Box 2221, Road Town, Tortola, British Virgin Islands
Xu Xin, Li Yan and Liu Quanxiang
79.53
Y
Long position
30,252,600
Lecang Shining Limited
Trident Trust Company (B.V.I.) Limited, Trident Chambers, P.O. Box 146, Road Town, Tortola VG1110, British Virgin Islands
Peace Seaworld Limited
100.00
Y
Long position
19,616,322
Lecang Flourishing Limited
Trident Trust Company (B.V.I.) Limited, Trident Chambers, P.O. Box 146, Road Town, Tortola VG1110, British Virgin Islands
Spring Wealth Limited
100.00
Y
Long position
24,292,260
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Box 24: Change due to exercise of over-allotment option to issue 2,336,000 shares. Box 30: Under the acting in concert deed dated Oct 15, 2022, each of Xu Xin, Li Yan and Liu Quanxiang had agreed and confirmed they had been and would continue to be parties acting in concert in casting votes as directors and/or shareholders unanimously for or against all resolutions about LC Logistics, Inc. and is deemed to be interested in the total shares held by the companies. Li Yan is the spouse of Xu Xin.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
25/10/2023
(dd/mm/yyyy)