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Form Serial Number: |
DA20231010E00512
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| 1.
Date of relevant event: |
05/10/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01381 |
| 4.
Name of listed corporation: |
Canvest Environmental Protection Group Co. Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,439,541,169 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lai |
| (Other names) |
Kin Man |
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|
| 10.
Name of director (Chinese): |
黎健文 |
| 11.
Chinese Character Code as printed on HKID Card: |
781202562429 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1316 | There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 2106 | Person having a security interest in shares |
|
243,954,117 |
HKD |
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|
6.7100 |
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| Short position |
| 14012 | You came to have a short position in the shares or the number of shares in which you have a short position increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you are under an obligation to deliver the underlying shares |
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| 2106 | Person having a security interest in shares |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,345,615,837 | 55.16 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,345,615,837 | 55.16 |
| Short position | 243,954,117 | 10.00 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 1,091,661,720 |
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| 2202 | Interest of your spouse |
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| 2106 | Person having a security interest in shares |
| | Long position | 243,954,117 | | Short position | 243,954,117 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Short position | | 4107 | Unlisted derivatives - Convertible instruments |
| 05/10/2023 | 19/09/2030 | | | | | | | 243,954,117 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Chu Kit Man | |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Harvest VISTA Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| | Long position | 1,335,615,837 | | Short position | 243,954,117 |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Change in nature disclosure is being filed due to a proposed issue of Exchangeable Bonds which will entitle the holder to exchangeable bonds for no more than 243,954,117 Canvest Shares per share pledge deed entered between Best Apporach Developments Limited and Shanghai Industrial Holdings Ltd. on 5 October 2023
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
10/10/2023
(dd/mm/yyyy)
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