FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20231005E00455
(Amendment to DA20230508E00242)
1. Date of relevant event: 05/05/2023
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01372
4. Name of listed corporation: China Carbon Neutral Development Group Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 446,500,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) SHA
(Other names) Tao
10. Name of director (Chinese): 沙濤 
11. Chinese Character Code as printed on HKID Card: 30973447
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1710Miscellaneous
Voluntary disclosure (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position172,500,00042.44
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position172,500,00038.63
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position128,000,000
2201Interest of corporation controlled by you
Long position44,500,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
        44,500,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
China Eco Investment LimitedUnit 8, 3/F, Qwomar Trading Complex, Blackburne Road, Port Purcell, Road Town, Tortola, British Virgin Islands, VG1110 (British Virgin Islands)Sha Tao100.00N
Long position172,500,000
Quick Tycoon Limited11/F., Capital Ctr, 151 Gloucester Road, Wanchai, Hong Kong (Hong Kong)China Eco Investment Limited100.00Y
Long position132,500,000
China Eco Fund Investment LimitedUnit 1808, 18/F, Landmark South, 39 Yip Kan Street, Wong Chuk Hang, Hong Kong (Hong Kong)China Eco Investment Limited100.00N
Long position40,000,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Decrease in shareholding percentage due to the issuance and allotment of 40,000,000 new shares of the Company upon the conversion of convertible bonds by China Eco Fund Investment Limited on 5 May 2023. Amendment: Sound Gem Limited transferred all its shareholdings in Quick Tycoon Limited (a shareholder of the Company) to China Eco Investment Limited on 30 November 2022. Sound Gem Limited is wholly owned by Mr. Sha Tao.
35. Log/Serial Number of the previous form: DA20230508E00242
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 05/10/2023
(dd/mm/yyyy)