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Form Serial Number: |
DA20231005E00455 (Amendment to DA20230508E00242)
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1.
Date of relevant event: |
05/05/2023 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
01372 |
4.
Name of listed corporation: |
China Carbon Neutral Development Group Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
446,500,000 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
SHA |
(Other names) |
Tao |
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10.
Name of director (Chinese): |
沙濤 |
11.
Chinese Character Code as printed on HKID Card: |
30973447 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1710 | Miscellaneous Voluntary disclosure (you must briefly describe the relevant event in the Supplementary Information box) | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 172,500,000 | 42.44 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 172,500,000 | 38.63 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| | | | | | | | | 44,500,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
China Eco Investment Limited | Unit 8, 3/F, Qwomar Trading Complex, Blackburne Road, Port Purcell, Road Town, Tortola, British Virgin Islands, VG1110 (British Virgin Islands) | Sha Tao | 100.00 | N | |
Quick Tycoon Limited | 11/F., Capital Ctr, 151 Gloucester Road, Wanchai, Hong Kong (Hong Kong) | China Eco Investment Limited | 100.00 | Y | |
China Eco Fund Investment Limited | Unit 1808, 18/F, Landmark South, 39 Yip Kan Street, Wong Chuk Hang, Hong Kong (Hong Kong) | China Eco Investment Limited | 100.00 | N | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Decrease in shareholding percentage due to the issuance and allotment of 40,000,000 new shares of the Company upon the conversion of convertible bonds by China Eco Fund Investment Limited on 5 May 2023. Amendment: Sound Gem Limited transferred all its shareholdings in Quick Tycoon Limited (a shareholder of the Company) to China Eco Investment Limited on 30 November 2022. Sound Gem Limited is wholly owned by Mr. Sha Tao.
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35.
Log/Serial Number of the previous form: |
DA20230508E00242
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
05/10/2023 (dd/mm/yyyy)
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