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Form Serial Number: |
DA20230928E00197 (Amendment to DA20230111E00385)
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| 1.
Date of relevant event: |
09/01/2023 (dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
09956 |
| 4.
Name of listed corporation: |
ANE (Cayman) Inc. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,162,605,486 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wang |
| (Other names) |
Yongjun |
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| 10.
Name of director (Chinese): |
王擁軍 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
| 2201 | Interest of corporation controlled by you | |
| 2201 | Interest of corporation controlled by you | |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 136,819,983 | 11.76 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 136,819,983 | 11.76 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Shanghai Yuanyue Commercial Consulting Co., Ltd. | 中國上海市閔行區滬青平公路311號202室 | Wang Yongjun | 70.15 | N | |
| Ningbo Meishan Bonded Area Haoyuan Equity Investment Partnership (Limited Partnership) | 中國浙江省寧波市北侖區梅山七星路88號1幢401室A區G1141 | Shanghai Yuanyue Commercial Consulting Co., Ltd. | 100.00 | N | |
| Shanghai Anyun Investment Partnership (Limited Partnership) | 中國(上海)自由貿易試驗區加楓路26號108室 | Ningbo Meishan Bonded Area Haoyuan Equity Investment Partnership (Limited Partnership) | 62.99 | N | |
| CDF Elixir L.P. | 4th Floor, Harbour Place, 103 South Church Street, P.O.Box 10240, Grand Cayman KY1-1002, Cayman Islands | Shanghai Anyun Investment Partnership (Limited Partnership) | 100.00 | N | |
| CDF ANE Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British) | CDF Elixir L.P. | 42.50 | N | |
| CDF ANE Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British) | CDF ANE LLP | 47.10 | N | |
| Max Choice Ventures Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British) | CDF ANE Limited | 100.00 | Y | |
| Double Brighten Creation Limited | Trident Trust Company (B.V.I.) Limited, Trident Chambers, P.O. Box 146, Road Town, Tortola, Virgin Islands (British) | Wang Yongjun | 100.00 | Y | |
| ANE-WYJ Holding Limited | Sea Meadow House, P.O. Box 116, Road Town, Tortola, Virgin Islands (British) | Wang Yongjun | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Mr. Wang resigned as the chairman of the Board and an executive director of the Company with effect from January 9, 2023, but remains as a substantial shareholder of the Company.
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| 35.
Log/Serial Number of the previous form: |
DA20230111E00385
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
28/09/2023 (dd/mm/yyyy)
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