FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20230928E00196
(Amendment to DA20221221E00274)
1. Date of relevant event: 20/12/2022
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 09956
4. Name of listed corporation: ANE (Cayman) Inc. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 1,162,605,486
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Wang
(Other names) Yongjun
10. Name of director (Chinese): 王擁軍 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1305There has been a change in nature of your interest in the shares because:
you have provided an interest in the shares as security to a person other than a qualified lender
 
2201Interest of corporation controlled by you
 
2201Interest of corporation controlled by you
 
2,500,000         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position136,819,98311.76
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position136,819,98311.76
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position1,200,000
2201Interest of corporation controlled by you
Long position135,619,983
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Shanghai Yuanyue Commercial Consulting Co., Ltd.中國上海市閔行區滬青平公路311號202室Wang Yongjun70.15N
Long position108,680,188
Ningbo Meishan Bonded Area Haoyuan Equity Investment Partnership (Limited Partnership)中國浙江省寧波市北侖區梅山七星路88號1幢401室A區G1141Shanghai Yuanyue Commercial Consulting Co., Ltd.100.00N
Long position108,680,188
Shanghai Anyun Investment Partnership (Limited Partnership)中國(上海)自由貿易試驗區加楓路26號108室Ningbo Meishan Bonded Area Haoyuan Equity Investment Partnership (Limited Partnership)62.99N
Long position108,680,188
CDF Elixir L.P.4th Floor, Harbour Place, 103 South Church Street, P.O.Box 10240, Grand Cayman KY1-1002, Cayman IslandsShanghai Anyun Investment Partnership (Limited Partnership)100.00N
Long position108,680,188
CDF ANE LimitedP.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British)CDF Elixir L.P.42.50N
Long position108,680,188
CDF ANE LimitedP.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British)CDF ANE LLP47.10N
Long position108,680,188
Max Choice Ventures LimitedP.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British)CDF ANE Limited100.00Y
Long position76,466,665
Double Brighten Creation LimitedTrident Trust Company (B.V.I.) Limited, Trident Chambers, P.O. Box 146, Road Town, Tortola, Virgin Islands (British)Wang Yongjun100.00Y
Long position16,939,795
ANE-WYJ Holding LimitedSea Meadow House, P.O. Box 116, Road Town, Tortola, Virgin Islands (British)Wang Yongjun100.00Y
Long position10,000,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Mr. Wang is beneficially interested in 1,200,000 shares of the Company (the “Shares”), of which 800,000 Shares represent shares underlying restricted share units granted to Mr. Wang pursuant to the Equity Incentive Schemes of the Company.
35. Log/Serial Number of the previous form: DA20221221E00274
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 28/09/2023
(dd/mm/yyyy)