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Form Serial Number: |
DA20230928E00169
(Amendment to DA20220923E00188)
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| 1.
Date of relevant event: |
28/01/2022
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
09956 |
| 4.
Name of listed corporation: |
ANE (Cayman) Inc. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
1,162,605,486 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Wang |
| (Other names) |
Yongjun |
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| 10.
Name of director (Chinese): |
王擁軍 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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934,170 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 434,024,804 | 37.33 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 433,090,634 | 37.25 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Shanghai Yuanyue Commercial Consulting Co., Ltd. | 中國上海市閔行區滬青平公路311號202室 | Wang Yongjun | 70.15 | N | |
| Ningbo Meishan Bonded Area Haoyuan Equity Investment Partnership (Limited Partnership) | 中國浙江省寧波市北侖區梅山七星路88號1幢401室A區G1141 | Shanghai Yuanyue Commercial Consulting Co., Ltd. | 100.00 | N | |
| Shanghai Anyun Investment Partnership (Limited Partnership) | 中國(上海)自由貿易試驗區加楓路26號108室 | Ningbo Meishan Bonded Area Haoyuan Equity Investment Partnership (Limited Partnership) | 62.99 | N | |
| CDF Elixir L.P. | 4th Floor, Harbour Place, 103 South Church Street, P.O.Box 10240, Grand Cayman KY1-1002, Cayman Islands | Shanghai Anyun Investment Partnership (Limited Partnership) | 100.00 | N | |
| CDF ANE Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British) | CDF Elixir L.P. | 42.50 | N | |
| CDF ANE Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British) | CDF ANE LLP | 47.10 | N | |
| Max Choice Ventures Limited | P.O. Box 957, Offshore Incorporations Centre, Road Town, Tortola, Virgin Islands (British) | CDF ANE Limited | 100.00 | Y | |
| Double Brighten Creation Limited | Trident Trust Company (B.V.I.) Limited, Trident Chambers, P.O. Box 146, Road Town, Tortola, Virgin Islands (British) | Wang Yongjun | 100.00 | Y | |
| ANE-WYJ Holding Limited | Sea Meadow House, P.O. Box 116, Road Town, Tortola, Virgin Islands (British) | Wang Yongjun | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
He and other parties (including shareholding platforms established to hold shares on behalf of certain employees of the Company) entered into the Acting in Concert Agreement. Please refer to the Company’s prospectus dated October 30, 2021 for details. On January 28, 2022, 934,170 shares were vested to employees pursuant to Equity Incentive Plans of the Company, therefore Mr. Wang is deemed to be interested in 296,270,651 Shares held by other parties thereunder.
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| 35.
Log/Serial Number of the previous form: |
DA20220923E00188
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
28/09/2023
(dd/mm/yyyy)
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