FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20230919E00435
(Amendment to DA20230913E00056)
1. Date of relevant event: 20/07/2023
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later): 19/09/2023
(dd/mm/yyyy)
3. Stock code: 01821
4. Name of listed corporation: ESR Group Limited 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 4,380,188,504
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Gibson
(Other names) Stuart
10. Name of director (Chinese):  
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
11031The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares
 
 
2101Beneficial owner
 		 702,275         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position450,366,90310.28
Short position149,644,3683.42
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position451,069,17810.30
Short position149,644,3683.42
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position449,783,103
Short position149,644,368
2101Beneficial owner
Long position1,286,075
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4108Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
08/06/202208/06/2032HKD0HKD22.780HKD0.000192,000
Long position
4108Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
01/04/202301/04/2026HKD0HKD0.000HKD0.000261,200
Long position
4108Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
20/07/202330/06/2027HKD0HKD0.000HKD0.000421,365
Long position
4108Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
20/07/202320/07/2027HKD0HKD0.000HKD0.000280,910
Short position
4106Unlisted derivatives - Cash settled
12/12/202211/12/2025      149,644,368
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Redwood Investor II (Cayman) Ltd.c/o Intertrust Corporate Services (Cayman) Limited, One Nexus Way, Camana Bay, Grand Cayman KY1-9005, Cayman IslandsStuart Gibson45.87N
Long position448,933,103
Short position149,644,368
Redwood Investor (Cayman) Ltd.c/o Intertrust Corporate Services (Cayman) Limited, One Nexus Way, Camana Bay, Grand Cayman KY1-9005, Cayman IslandsRedwood Investor II (Cayman) Ltd.100.00N
Long position448,933,103
Kurmasana Holdings, LLCc/o Cogency Global Inc., 850 New Burton Road Suite 201, Kent County, Dover, Delaware 19904, United States of AmericaRedwood Investor (Cayman) Ltd.100.00N
Long position448,933,103
Redwood Investment Company, Ltd.c/o Intertrust Corporate Services (Cayman) Limited, One Nexus Way, Camana Bay, Grand Cayman KY1-9005, Cayman IslandsKurmasana Holdings, LLC42.00Y
Long position448,933,103
Redwood Investment Company, Ltd.c/o Intertrust Corporate Services (Cayman) Limited, One Nexus Way, Camana Bay, Grand Cayman KY1-9005, Cayman IslandsRedwood Investor (Cayman) Ltd.58.00Y
Long position448,933,103
Redwood Consulting (Cayman) Ltd.c/o Intertrust Corporate Services (Cayman) Limited, One Nexus Way, Camana Bay, Grand Cayman KY1-9005, Cayman IslandsStuart Gibson50.00Y
Long position850,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Box 28: Rows 1 and 2, refer to DI form dated 8 June 2022. Row 3, 280,910 shares underlying PSUs were initially granted and will vest based on fulfillment of performance conditions; final number of shares may vary and box 28 specifies the maximum number of shares underlying the PSUs assuming 150% vesting. Row 4, 280,910 shares underlying RSUs were granted and will vest based on fulfillment of vesting conditions. Refer to the announcement of the company dated 20 July 2023 for details.
35. Log/Serial Number of the previous form: DA20230913E00056
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 19/09/2023
(dd/mm/yyyy)