FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20230818E00207
1. Date of relevant event: 17/08/2023
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 03963
4. Name of listed corporation: China Rongzhong Financial Holdings Co. Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 420,759,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Wong
(Other names) Yatyee Michelle
10. Name of director (Chinese): 黃逸怡 
11. Chinese Character Code as printed on HKID Card: 780666541837
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1303There has been a change in nature of your interest in the shares because:
you have exercised rights to the shares under equity derivatives
 
2305Beneficiary of a trust (other than a discretionary interest)
 
2305Beneficiary of a trust (other than a discretionary interest)
 		 8,250,000  HKD       
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position189,190,14545.86
Short position38,503,3809.33
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position189,190,14544.96
Short position38,503,3809.15
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2305Beneficiary of a trust (other than a discretionary interest)
Long position168,555,903
Short position38,503,380
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position20,234,242
2101Beneficial owner
Long position400,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
10/02/202009/02/2030HKD1HKD0.400  400,000
Long position
4103Listed derivatives - Convertible instruments
04/03/202203/03/2025  HKD0.154  16,500,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Plenty Boom Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsAce York Investment Management Limited100.00Y
Long position10,107,066
Legend Crown International LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsAce York Investment Management Limited100.00Y
Long position10,127,176
Ace York Investment Management LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongWong Michelle Yatyee50.00N
Long position20,234,242
Allied Luck Trading LimitedTrient Chambers, P. O. Box 146, Road Town, Tortola, British Virgin IslandsAllied Luck Trust100.00N
Long position168,555,903
Short position38,503,380
Allied Golden Investment LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsAceyork Trust100.00N
Long position168,555,903
Short position38,503,380
Aceyork Investment LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsAceyork Trust100.00N
Long position168,555,903
Short position38,503,380
Ace Solomon Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsAllied Golden Investment Limited50.00N
Long position168,555,903
Short position38,503,380
Ace Solomon Investments LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsAceyork Investment Limited50.00N
Long position168,555,903
Short position38,503,380
Goldbond Group Holdings LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongAllied Luck Trading Limited30.99N
Long position143,805,903
Short position38,503,380
Goldbond Group Holdings LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongAce Solomon Investments Limited26.06N
Long position143,805,903
Short position38,503,380
Perfect Honour LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsGoldbond Group Holdings Limited100.00Y
Long position143,805,903
Solomon Glory LimitedVistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin IslandsGoldbond Group Holdings Limited100.00Y
Short position38,503,380
Goldbond Group Holdings LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongAllied Luck Trading Limited30.99Y
Long position24,750,000
Goldbond Group Holdings LimitedUnit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong KongAce Solomon Investments Limited26.06Y
Long position24,750,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
Allied Luck TrustAddresses of individuals are not displayed.
5102Beneficiary of a trust (other than a discretionary interest)
Long position143,805,903
Short position38,503,380
Aceyork TrustAddresses of individuals are not displayed.
5102Beneficiary of a trust (other than a discretionary interest)
Long position143,805,903
Short position38,503,380
Ace York Investment Management LimitedAddresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position20,234,242
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: On 17 August 2023, 8,250,000 shares of China Rongzhong Financial Holdings Co. Ltd ("China Rongzhong") were issued and alloted to Goldbond Group Holdings Limited upon exercise of the Convertible Bonds at the conversion price of HK$0.154 per share. Further details of the Convertible Bonds are set out in the circular of China Rongzhong dated 24 January 2022.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 18/08/2023
(dd/mm/yyyy)