| |
|
Form Serial Number: |
DA20230628E00161
|
| 1.
Date of relevant event: |
23/06/2023
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
09688 |
| 4.
Name of listed corporation: |
Zai Lab Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
983,887,430 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Du |
| (Other names) |
Ying |
|
|
|
| 10.
Name of director (Chinese): |
杜瑩 |
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1201 | The number of shares in which you are interested has reduced because:
you completed a sale of the shares |
|
|
|
231,380 |
USD |
|
|
2.5300 |
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 54,201,610 | 5.50 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 53,970,230 | 5.48 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
| |
| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
| |
| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 22/10/2016 | 21/10/2025 | | | USD | 0.060 | | | 5,891,650 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/03/2017 | 08/03/2026 | | | USD | 0.120 | | | 6,043,760 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 25/08/2017 | 24/08/2026 | | | USD | 0.174 | | | 9,221,840 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 28/03/2019 | 27/03/2029 | | | USD | 2.090 | | | 3,500,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 08/03/2020 | 07/03/2029 | | | USD | 3.893 | | | 3,000,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 12/03/2021 | 11/03/2030 | | | USD | 4.494 | | | 2,500,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/04/2022 | 31/03/2032 | | | USD | 13.096 | | | 870,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/04/2023 | 31/03/2032 | | | USD | 4.547 | | | 2,820,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | | | | | | | 2,298,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | | | | | | | 631,750 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 03/04/2024 | 02/04/2033 | USD | 0 | USD | 3.395 | | | 3,773,910 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| 2022 AMZ GRAT | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
| |
| Ying Du Revocable Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
Box 27 - 3,061,410 shares are held by individual shareholders or trusts over which Dr. Du has voting power.
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
28/06/2023
(dd/mm/yyyy)
|
| |