FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20230620E00214
1. Date of relevant event: 15/06/2023
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01988
4. Name of listed corporation: China Minsheng Banking Corp., Ltd. - H shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 8,320,295,289
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Lu
(Other names) Zhiqiang
10. Name of director (Chinese): 盧志強 
11. Chinese Character Code as printed on HKID Card: 415118071730
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1213The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 
27,110,000         
 
Short position 
1213The number of shares in which you are interested has reduced because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2201Interest of corporation controlled by you
 
 
27,110,000           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position614,161,9707.38
Short position577,190,9506.93
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position587,051,9707.05
Short position550,080,9506.61
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position587,051,970
Short position550,080,950
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
通海控股有限公司中國北京市朝陽區工人體育場西路18號光彩國際公寓 1 號樓底商 3C(中國)Lu Zhiqiang (盧志強)77.14N
Long position587,051,970
Short position550,080,950
泛海集團有限公司中國山東省濰坊市濰城區和平路198號(中國)通海控股有限公司100.00N
Long position587,051,970
Short position550,080,950
中國泛海控股集團有限公司中國北京市東城區建國門內大街28號民生金融中心C座23層(中國)泛海集團有限公司98.00N
Long position587,051,970
Short position550,080,950
中國泛海控股集團有限公司中國北京市東城區建國門內大街28號民生金融中心C座23層(中國)通海控股有限公司2.00N
Long position587,051,970
Short position550,080,950
China Oceanwide International Investment Company Limited 中國泛海國際投資有限公司香港花園道1號中銀大廈66樓(香港)中國泛海控股集團有限公司80.00Y
Long position8,237,520
泛海能源控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座20層(中國)中國泛海控股集團有限公司20.00N
Long position578,814,450
Short position550,080,950
泛海能源控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座20層(中國)泛海集團有限公司55.96N
Long position578,814,450
Short position550,080,950
泛海控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座22層(中國)中國泛海控股集團有限公司2.39N
Long position578,814,450
Short position550,080,950
泛海控股股份有限公司中國北京市東城區建國門內大街28號民生金融中心C座22層(中國)泛海能源控股股份有限公司100.00N
Long position578,814,450
Short position550,080,950
泛海股權投資管理有限公司中國北京市東城區建國門內大街28號3棟21層2102室(中國)泛海控股股份有限公司100.00N
Long position578,814,450
Short position550,080,950
Wuhan CBD (Hong Kong) Company Limited香港花園道1號中銀大廈64樓(香港)泛海股權投資管理有限公司100.00N
Long position578,814,450
Short position550,080,950
Oceanwide International Equity Investment Limited 泛海國際股權投資有限公司Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (英屬維爾京群島)Wuhan CBD (Hong Kong) Company Limited100.00Y
Long position578,814,450
Short position550,080,950
Long Prosper Capital Company Limited 隆亨資本有限公司Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (英屬維爾京群島)Oceanwide International Equity Investment Limited 泛海國際股權投資有限公司100.00Y
Long position28,733,500
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: 24. Passive reduction of shareholding due to the triggering of provision in loan agreement.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 20/06/2023
(dd/mm/yyyy)