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Form Serial Number: |
DA20230612E00291
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| 1.
Date of relevant event: |
09/06/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
06606 |
| 4.
Name of listed corporation: |
New Horizon Health Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
457,591,989 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Chen |
| (Other names) |
Yiyou |
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| 10.
Name of director (Chinese): |
陳一友 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 11031 | The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares |
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1,646,200 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 48,883,906 | 10.68 |
| Short position | 7,523,483 | 1.64 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 50,530,106 | 11.04 |
| Short position | 7,523,483 | 1.64 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
| | Long position | 7,523,483 | | Short position | 7,523,483 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 14/05/2019 | 08/10/2024 | USD | 0 | USD | 0.422 | | | 5,521,070 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| | 14/04/2026 | USD | 0 | USD | 0.000 | | | 100,600 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| | | USD | 0 | USD | 0.000 | | | 37,700 |
| Long position | | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| | | | | | | | | 7,523,483 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/06/2022 | 26/06/2032 | HKD | 0 | HKD | 24.700 | | | 1,196,800 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 09/06/2023 | 08/06/2033 | HKD | 0 | HKD | 28.050 | | | 449,400 |
| Short position | | 4105 | Unlisted derivatives - Physically settled |
| | | | | | | | | 7,523,483 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Zenith Great Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Chen Yiyou | 100.00 | Y | | Long position | 7,523,483 | | Short position | 7,523,483 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| Yiyou Chen Grantor Retained Annuity Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Zenith Great Limited(ZG) entered into an equity collar option transaction with UBS AG, London Branch(UBS): ZG entered into certain call and put options referencing 7523483 shares(Shares) of New Horizon Health Ltd.(NHH)(Box 28-4105) & delivered 7523483 Shares to UBS under Credit Support Annex with a return obligation to ZG(Box 28-4108).Yiyou Chen was granted 1646200 share options under 2022 share option scheme on 09/06/23, please see NHH’s circular dated 28/04/23 and announcement dated 11/06/23.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
12/06/2023
(dd/mm/yyyy)
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