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Form Serial Number: |
DA20230609E00274
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1.
Date of relevant event: |
06/06/2023 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00156 |
4.
Name of listed corporation: |
Lippo China Resources Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
918,691,271 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Riady |
(Other names) |
Stephen |
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10.
Name of director (Chinese): |
李棕 |
11.
Chinese Character Code as printed on HKID Card: |
26212762 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
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HKD |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 6,890,184,389 | 74.99 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 689,018,438 | 74.99 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Lippo Capital Group Limited | 40th Floor, Tower Two, Lippo Centre, 89 Queensway, Hong Kong (Hong Kong) | Stephen Riady | 100.00 | N | |
Lippo Capital Holdings Company Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Lippo Capital Group Limited | 100.00 | N | |
Lippo Capital Limited | P.O. Box 309, Ugland House, Grand Cayman KY1-1104, Cayman Islands (Cayman Islands) | Lippo Capital Holdings Company Limited | 60.00 | N | |
Lippo Limited | 40th Floor, Tower Two, Lippo Centre, 89 Queensway, Hong Kong (Hong Kong) | Lippo Capital Limited | 74.98 | N | |
Skyscraper Realty Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Lippo Limited | 100.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
On 6 June 2023, every ten (10) issued shares of Lippo China Resources Ltd. were consolidated into one (1) consolidated share (the "Share Consolidation") and all fractional entitlements to the issued consolidated shares resulting from the Share Consolidation were disregarded.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
09/06/2023 (dd/mm/yyyy)
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