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Form Serial Number: |
DA20230524E00252
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1.
Date of relevant event: |
22/05/2023 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00138 |
4.
Name of listed corporation: |
CCT Fortis Holdings Limited |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,604,361,452 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Mak |
(Other names) |
Shiu Tong |
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10.
Name of director (Chinese): |
麥紹棠 |
11.
Chinese Character Code as printed on HKID Card: |
779648012768 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1303 | There has been a change in nature of your interest in the shares because: you have exercised rights to the shares under equity derivatives | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
731,250,000 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,846,614,731 | 211.49 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,846,614,731 | 115.10 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
| Long position | 1,821,025,079 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4107 | Unlisted derivatives - Convertible instruments |
| | 31/12/2025 | | | HKD | 0.160 | | | 643,750,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Treasure Goal International Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Mak Shiu Tong | 100.00 | Y | |
Capital Winner Investments Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Mak Shiu Tong | 51.00 | Y | |
Capital Force International Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Mak Shiu Tong | 51.00 | Y | |
New Capital Industrial Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | Mak Shiu Tong | 51.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
After conversion of 4.5% coupon convertible bonds due on 31 Dec' 2025 of CCT Fortis Holdings Ltd (CCT Fortis) on 17 May 2023, a total of 731,250,000 Conversion Shares was allotted and issued on 22 May 2023, of which 290,625,000 Conversion Shares, 281,250,000 Conversion Shares and 159,375,000 Conversion Shares was allotted and issued to each of Capital Winner, New Capital and Capital Force, respectively. Issued shares of CCT Fortis was increased from 873,111,452 shares to 1,604,361,452 shares.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
24/05/2023 (dd/mm/yyyy)
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