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Form Serial Number: |
DA20230519E00345
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| 1.
Date of relevant event: |
17/05/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
06996 |
| 4.
Name of listed corporation: |
Antengene Corporation Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
674,888,744 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Mei |
| (Other names) |
Jay |
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| 10.
Name of director (Chinese): |
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| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1702 | Miscellaneous
Notice filed to remove outdated information (if you select this Code you must state the outdated information in the Supplementary Information box and identify the box which contains the updated information) |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 183,597,994 | 27.20 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 183,597,994 | 27.20 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2201 | Interest of corporation controlled by you |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 19/11/2022 | 22/08/2030 | | | USD | 0.920 | | | 4,000,000 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 27/08/2023 | 26/08/2031 | | | HKD | 12.560 | | | 268,000 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 27/08/2024 | 26/08/2031 | | | HKD | 12.560 | | | 201,000 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 27/08/2025 | 26/08/2031 | | | HKD | 12.560 | | | 201,000 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 11/11/2023 | 10/11/2032 | | | HKD | 0.000 | | | 750,000 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 11/11/2024 | 10/11/2032 | | | HKD | 0.000 | | | 498,000 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 11/11/2025 | 10/11/2032 | | | HKD | 0.000 | | | 501,000 |
| Long position | | 4101 | Listed derivatives - Physically settled |
| 11/11/2026 | 10/11/2032 | | | HKD | 0.000 | | | 501,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| JAY MEI 2022 GRAT | N/A | Jay Mei | 100.00 | N | |
| AM & Beyond Trust | N/A | Jay Mei | 100.00 | N | |
| Meiland Pharma Tech SPC | Sertus Chambers, Governors Square, Suite # 5-204, 23 Lime Tree Bay Avenue, P.O. Box 2547, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | JAY MEI 2022 GRAT | 1.28 | Y | |
| Meiland Pharma Tech SPC | Sertus Chambers, Governors Square, Suite # 5-204, 23 Lime Tree Bay Avenue, P.O. Box 2547, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | AM & Beyond Trust | 8.52 | Y | |
| Meiland Pharma Tech SPC | Sertus Chambers, Governors Square, Suite # 5-204, 23 Lime Tree Bay Avenue, P.O. Box 2547, Grand Cayman, KY1-1104, Cayman Islands (Cayman Islands) | Jay Mei | 90.20 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| AM & Beyond Trust | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
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| JAY MEI 2022 GRAT | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box 30: Updated Box 30 to reflect the updated shareholding of Meiland Pharma Tech SPC by reason of the transfer of shares in Meiland Pharma Tech SPC from JAY MEI 2022 GRAT to Jay Mei; Box 27: Other in box 27 refers to unvested RSUs of Jay Mei.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
19/05/2023
(dd/mm/yyyy)
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