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Form Serial Number: |
DA20230510E00273
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1.
Date of relevant event: |
05/05/2023 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00631 |
4.
Name of listed corporation: |
三一重装国际控股有限公司 |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
3,175,767,737 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Fu |
(Other names) |
Weizhong |
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10.
Name of director (Chinese): |
伏卫忠 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1303 | There has been a change in nature of your interest in the shares because: you have exercised rights to the shares under equity derivatives | |
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1,008,319 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 3,961,596 | 0.12 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 3,961,596 | 0.12 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2501 | Other (you must describe the capacity in the Supplementary Information box) |
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2501 | Other (you must describe the capacity in the Supplementary Information box) |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/03/2021 | 14/12/2027 | CNY | 1 | HKD | 1.220 | | | 500,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/03/2023 | 31/03/2033 | CNY | 1 | HKD | 7.390 | | | 948,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/03/2024 | 31/03/2034 | CNY | 1 | HKD | 7.390 | | | 1,264,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 18/03/2021 | 18/03/2025 | | | | | | | 61,074 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 18/03/2022 | 18/03/2026 | | | | | | | 24,016 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 31/03/2023 | 31/03/2027 | | | | | | | 87,108 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
方格24:於2023年5月5日解鎖及歸屬的總股數是1,008,319(包括期權和限制性股票)。方格27及28:伏先生于2021年12月29日獲公司董事局授予的期權剩餘3,660,000期權,其中964,520期權早前已解鎖及歸屬, 現在2,695,480期權當中948,000期權於2023年5月5日解鎖及歸屬,剩餘1,747,480期權尚待解鎖及歸屬。伏先生獲董事局授予的限制性股票,當中60,319 (i.e. 30,536+ 8,006 + 21,777)於2023年5月5日解鎖及歸屬, 剩餘172,198限制性股票尚待解鎖及歸屬。
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
10/05/2023 (dd/mm/yyyy)
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