FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20230419E00068
1. Date of relevant event: 18/04/2023
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 06922
4. Name of listed corporation: Cryofocus Medtech (Shanghai) Co., Ltd. - B - H Shares 
5. Class of shares: H Shares 
6. Number of issued shares in class: 114,096,598
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Lv
(Other names) Shiwen
10. Name of director (Chinese): 呂世文 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1113The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
 
2103Interests held jointly with another person
 		 18,400         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position41,578,17236.44
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position41,596,57236.46
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position6,560,996
2201Interest of corporation controlled by you
Long position3,845,448
2103Interests held jointly with another person
Long position41,596,572
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Ningbo Maishang Investment L.P. (Limited Partnership) (寧波脈尚投資合夥企業(有限合夥))中國浙江省寧波市北侖區梅山七星路88號1幢401室B區G0526 (PRC)Lv Shiwen (呂世文) as limited partner37.22Y
Long position3,845,448
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
Li Hui (李輝)Addresses of individuals are not displayed.
Long position41,596,572
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Box 24: Based on the disclosure of interest form filed by Li Hui on April 18, 2023, the interests controlled by Li Hui increased by 18,400 H shares of Cryofocus Medtech (Shanghai) Co., Ltd. (the "Company") and the interests in the Company held by Lv Shiwen with Li Hui jointly increased accordingly. Boxes 27 and 31: Li Hui and Lv Shiwen entered into a concert party agreement, the details of which are set out in the Company's prospectus.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 19/04/2023
(dd/mm/yyyy)