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Form Serial Number: |
DA20230418E00189
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| 1.
Date of relevant event: |
18/04/2023
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
06699 |
| 4.
Name of listed corporation: |
Angelalign Technology Inc. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
168,940,609 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
FENG |
| (Other names) |
Dai |
|
|
|
| 10.
Name of director (Chinese): |
冯岱 |
| 11.
Chinese Character Code as printed on HKID Card: |
74581486 |
| |
| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 1313 | There has been a change in nature of your interest in the shares because:
you have lent the shares under a securities borrowing and lending agreement |
|
| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
|
2,290,000 |
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|
|
|
| Short position |
| 14015 | You came to have a short position in the shares or the number of shares in which you have a short position increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have any of the rights or obligations referred to in 14011 to 14014 above embedded in a contract or instrument |
|
| 2201 | Interest of corporation controlled by you |
|
| 2201 | Interest of corporation controlled by you |
|
2,290,000 |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 100,000,000 | 59.19 |
| Short position | 13,773,705 | 8.15 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 100,000,000 | 59.19 |
| Short position | 16,063,705 | 9.51 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 100,000,000 | | Short position | 16,063,705 |
|
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Short position | | 4105 | Unlisted derivatives - Physically settled |
| | | | | | | | | 16,063,705 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| CareCapital Management Group LLC | PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands | FENG Dai | 100.00 | N | | Long position | 100,000,000 | | Short position | 16,063,705 |
|
| CareCapital Dental Holdings Limited | 89 Nexus Way, Camana Bay, P.O. Box 31106, Grand Cayman KY1-1205, Cayman Islands | CareCapital Management Group LLC | 100.00 | N | | Long position | 100,000,000 | | Short position | 16,063,705 |
|
| CareCapital Moonstone Holdings Limited | P.O. Box 3340, Road Town, Tortola, British Virgin Islands | CareCapital Dental Holdings Limited | 100.00 | N | | Long position | 100,000,000 | | Short position | 16,063,705 |
|
| CareCapital EA, Inc. | Scotia Centre, 4th Floor, P.O. Box 2804, George Town, Grand Cayman KY1-1112, Cayman Islands | CareCapital Dental Holdings Limited | 100.00 | N | | Long position | 100,000,000 | | Short position | 16,063,705 |
|
| CareCapital Orthotech Limited | Unit 1603 16/F, Tower 1, Silvercord, 30 Canton Road, Tsimshatsui, Kowloon, Hong Kong | CareCapital EA, Inc. | 100.00 | Y | | Long position | 100,000,000 | | Short position | 16,063,705 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
The short position acquired arose from an equity collar transaction referencing 2,290,000 listed shares in Angelalign Technology Inc. (the “Shares”) entered into by CareCapital Orthotech Limited (“CC”) (indirectly controlled by Mr. Feng). The change in nature arose from a stock loan transaction in respect of 2,290,000 Shares entered into by CC.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
18/04/2023
(dd/mm/yyyy)
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