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Form Serial Number: |
DA20230324E00301
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| 1.
Date of relevant event: |
24/03/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02273 |
| 4.
Name of listed corporation: |
Gushengtang Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
230,396,458 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
TU |
| (Other names) |
Zhiliang |
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| 10.
Name of director (Chinese): |
涂志亮 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1209 | The number of shares in which you are interested has reduced because:
you placed the shares to placee(s) under a top-up placing |
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| 2201 | Interest of corporation controlled by you |
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|
10,400,000 |
HKD |
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52.6700 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 84,522,853 | 36.69 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 74,122,853 | 32.17 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 1 | CNY | 15.530 | | | 818,711 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 1 | CNY | 15.530 | | | 8,815,348 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| | | HKD | 1 | USD | 0.350 | | | 1,696,117 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Wumianshan Ltd. | The offices of Sertus Incorporations (BVI) Limited, Sertus Chambers, P.O. Box 905, Quastisky Building, Road Town, Tortola, British Virgin Islands (British Virgin Islands) | TU Zhiliang | 100.00 | N | |
| Action Thrive Group Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG 1110, British Virgin Islands (British Virgin Islands) | Wumianshan Ltd. | 100.00 | Y | |
| Celestial City Investments Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG 1110, British Virgin Islands (British Virgin Islands) | Wumianshan Ltd. | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| TZL Family Trust | Addresses of individuals are not displayed. | | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box 27: Pursuant to the Voting Deeds dated 31/5/2021, Mr. Tu has controlled the voting rights of the Company’s shares directly held by the Principal Shareholders (as defined in prospectus dated 30/11/2021). As at 24/3/2023, an aggregate of 24,415,105 shares of the Company are held by the Principal Shareholders, representing 10.60% of the voting power at the general meeting of the Company. Box 32: Mr. Tu is the protector and the power holder of the TZL Family Trust.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
24/03/2023
(dd/mm/yyyy)
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