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Form Serial Number: |
DA20230320E00098
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1.
Date of relevant event: |
16/03/2023 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
06922 |
4.
Name of listed corporation: |
Cryofocus Medtech (Shanghai) Co., Ltd. - B - H Shares |
5.
Class of shares: |
H Shares |
6.
Number of issued shares in class: |
114,096,598 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Sun |
(Other names) |
Xiaolu |
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10.
Name of director (Chinese): |
孫曉路 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1706 | Miscellaneous Notice filed because you ceased to be a director or chief executive of the listed corporation | |
2201 | Interest of corporation controlled by you | |
2201 | Interest of corporation controlled by you | |
10,317,388 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 10,317,388 | 9.04 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 10,317,388 | 9.04 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Shanghai Proxima Asset Management Co., Ltd. (上海比鄰星資產管理有限公司) | 中國(上海)自由貿易試驗區崮山路648號8幢416室 (PRC) | Sun Xiaolu (孫曉路) | 90.00 | N | |
Hangzhou Proxima Innovative Investment Management L.P. (Limited Partnership) (杭州比鄰星創新投資管理合夥企業(有限合夥)) | 中國浙江省杭州市余杭區倉前街道文一西路1500號6幢4單元865室 (PRC) | Shanghai Proxima Asset Management Co., Ltd. (上海比鄰星資產管理有限公司) as general partner | 0.90 | N | |
Hangzhou Proxima Innovative Investment L.P. (Limited Partnership) (杭州比鄰星創新投資合夥企業(有限合夥)) | 中國浙江省杭州市余杭區倉前街道文一西路1500號6幢4單元938室 (PRC) | Hangzhou Proxima Innovative Investment Management L.P. (Limited Partnership) (杭州比鄰星創新投資管理合夥企業(有限合夥)) as general partner | 2.00 | Y | |
Suzhou Proxima Venture Investment L.P. (Limited Partnership) (蘇州比鄰星創業投資合夥企業(有限合夥)) | 中國吳江經濟技術開發區運東大道997號東方海悅花園4幢 (PRC) | Hangzhou Proxima Innovative Investment Management L.P. (Limited Partnership) (杭州比鄰星創新投資管理合夥企業(有限合夥)) as general partner | 1.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Box 24: On March 16, 2023, Mr. SUN Xiaolu (孫曉路) resigned as a non-executive director of Cryofocus Medtech (Shanghai) Co., Ltd. (the "Company"). For further details, please refer to the announcement of the Company dated March 16, 2023.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
20/03/2023 (dd/mm/yyyy)
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