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Form Serial Number: |
DA20230203E00431
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| 1.
Date of relevant event: |
12/12/2022
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
02768 |
| 4.
Name of listed corporation: |
佳源国际控股有限公司 |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
6,827,386,723 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
SHUM |
| (Other names) |
Tin Ching |
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| 10.
Name of director (Chinese): |
沈天晴 |
| 11.
Chinese Character Code as printed on HKID Card: |
308811312532 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| Short position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| 2201 | Interest of corporation controlled by you |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 2,738,117,972 | 40.10 |
| Short position | 2,292,604,517 | 33.58 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 2,738,117,972 | 40.00 |
| Short position | 2,292,604,517 | 33.49 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | Long position | 92,001,718 | | Short position | 0 |
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| 2201 | Interest of corporation controlled by you |
| | Long position | 2,646,116,254 | | Short position | 2,292,604,517 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Galaxy Emperor Limited | Vistra Corporate Services, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | Shum Tin Ching | 100.00 | N | | Long position | 2,646,116,254 | | Short position | 2,292,604,517 |
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| China Jiayuan Group Limited | Suite 1403, 9 Queen's Road Central, Central, HK | Galaxy Emperor Limited | 100.00 | N | | Long position | 2,646,116,254 | | Short position | 2,292,604,517 |
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| Mingyuan Group Investment Limited | Commerce House, Wickhams Cay 1, P.O. Box 3140, Road Town, Tortola, British Virgin Islands | China Jiayuan Group Limited | 70.00 | Y | | Long position | 2,646,116,254 | | Short position | 2,292,604,517 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
18,654,240 conversion shares were allotted and issued on 12 December 2022 pursuant to the partial exercise of 7.00% Green Convertible Bonds Due 2025 (Stock Code: 40779) in the principal amount of USD100,000,000 (details of which were disclosed in the announcements of the Company dated 22 July 2021, 27 July 2021 and 28 July 2021). This Form 3A of Mr. Shum is submitted as a director of the Company in order to replace Form 1 of which has been uploaded to the DION system previously.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
03/02/2023
(dd/mm/yyyy)
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