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Form Serial Number: |
DA20230130E00002
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| 1.
Date of relevant event: |
25/01/2023
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01521 |
| 4.
Name of listed corporation: |
Frontage Holdings Corporation |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
2,055,991,410 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Li |
| (Other names) |
Song |
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| 10.
Name of director (Chinese): |
李松 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1316 | There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
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462,500 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 171,441,320 | 8.34 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 171,441,320 | 8.34 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2019 | 27/02/2024 | | | USD | 0.200 | | | 2,350,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2020 | 27/02/2024 | | | USD | 0.200 | | | 1,175,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2021 | 27/02/2024 | | | USD | 0.200 | | | 1,175,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/09/2023 | 06/10/2027 | | | HKD | 2.092 | | | 450,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/09/2024 | 06/10/2027 | | | HKD | 2.092 | | | 450,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/09/2025 | 06/10/2027 | | | HKD | 2.092 | | | 600,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| The Linna Li GST Exempt Trust | Addresses of individuals are not displayed. | | |
| The Wendy Li GST Exempt Trust | Addresses of individuals are not displayed. | | |
| The Yue Monica Li GST Exempt Trust | Addresses of individuals are not displayed. | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
In box 27, the long position of 34,633,050 shares include the 1,850,000 Awarded Shares granted to Dr. Song Li under the 2021 Share Award Scheme adopted by Frontage Holdings Corporation on January 22, 2021 (Hong Kong time), of which 462,500 Awarded Shares and 462,500 Awarded Shares were vested by Dr. Song Li on January 24, 2022 and January 25, 2023 respectively.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
30/01/2023
(dd/mm/yyyy)
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