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Form Serial Number: |
DA20230112E00534
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| 1.
Date of relevant event: |
30/12/2022
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
06922 |
| 4.
Name of listed corporation: |
Cryofocus Medtech (Shanghai) Co., Ltd. - B - H Shares |
| 5.
Class of shares: |
Others |
| 6.
Number of issued shares in class: |
125,013,402 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Sun |
| (Other names) |
Xiaolu |
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| 10.
Name of director (Chinese): |
孫曉路 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 5,295,368 | 4.24 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Shanghai Proxima Asset Management Co., Ltd. (上海比鄰星資產管理有限公司) | 中國(上海)自由貿易試驗區崮山路648號8幢416室 (PRC) | Sun Xiaolu (孫曉路) | 90.00 | N | |
| Hangzhou Proxima Innovative Investment Management L.P. (Limited Partnership) (杭州比鄰星創新投資管理合夥企業(有限合夥)) | 中國浙江省杭州市余杭區倉前街道文一西路1500號6幢4單元865室 (PRC) | Shanghai Proxima Asset Management Co., Ltd. (上海比鄰星資產管理有限公司) as general partner | 0.90 | N | |
| Suzhou Proxima Venture Investment L.P. (Limited Partnership) (蘇州比鄰星創業投資合夥企業(有限合夥)) | 中國吳江經濟技術開發區運東大道997號東方海悅花園4幢 (PRC) | Hangzhou Proxima Innovative Investment Management L.P. (Limited Partnership) (杭州比鄰星創新投資管理合夥企業(有限合夥)) as general partner | 1.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box 5: It refers to the class of unlisted shares of Cryofocus Medtech (Shanghai) Co., Ltd..
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
12/01/2023
(dd/mm/yyyy)
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