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Form Serial Number: |
DA20221229E00344
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| 1.
Date of relevant event: |
23/12/2022
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01813 |
| 4.
Name of listed corporation: |
KWG Group Holdings Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
3,418,506,445 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
KONG |
| (Other names) |
Jianmin |
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| 10.
Name of director (Chinese): |
孔健岷 |
| 11.
Chinese Character Code as printed on HKID Card: |
131302561488 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1210 | The number of shares in which you are interested has reduced because:
new shares were issued in a top-up placing |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,993,803,152 | 62.63 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,993,803,152 | 58.32 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 1,594,749,652 |
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| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
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| 2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Plus Earn Consultants Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | KONG Jianmin | 100.00 | Y | | Long position | 1,299,046,500 |
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| Hero Fine Group Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands | KONG Jianmin | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| Right Rich Consultants Limited | Addresses of individuals are not displayed. | 254,715,000 |
| Peace Kind Investments Limited | Addresses of individuals are not displayed. | 144,338,500 |
| Total number of shares in which a director is interested under sections 317 and 318 | 399,053,500 |
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| 34.
Supplementary information: |
Pursuant to a placing and subscription agreement dated 17 December 2022, Hero Fine Group Limited, a company wholly-owned by Mr. KONG Jianmin, agreed to sell 235,000,000 shares of the Company by way of placing and to subscribe for the same number of shares sold under the placing at HK$2.01 per share. The subscription was completed on 23 December 2022.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
29/12/2022
(dd/mm/yyyy)
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