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Form Serial Number: |
DA20221214E00307
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| 1.
Date of relevant event: |
02/11/2020
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
01877 |
| 4.
Name of listed corporation: |
Shanghai Junshi Biosciences Co., Ltd. - H Shares |
| 5.
Class of shares: |
A Shares |
| 6.
Number of issued shares in class: |
689,749,500 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Xiong |
| (Other names) |
Jun |
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| 10.
Name of director (Chinese): |
熊俊 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1711 | Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 217,231,536 | 31.55 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 217,231,536 | 31.49 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
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| 2501 | Other (you must describe the capacity in the Supplementary Information box) |
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| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 深圳前海源本股权投资基金管理有限公司 | 深圳市前海深港合作区前湾一路鲤鱼门街1号前海深港合作管理局综合办公楼A栋201室 | Xiong Jun | 40.00 | N | |
| 苏州本裕天源生物科技合伙企业(有限合伙) | 苏州工业园区唯正路8号 | 深圳前海源本股权投资基金管理有限公司 | 86.28 | Y | |
| 苏州本裕天源生物科技合伙企业(有限合伙) | 苏州工业园区唯正路8号 | 深圳前海源本股权投资基金管理有限公司 | 86.28 | N | |
| 苏州瑞源盛本生物医药管理合伙企业(有限合伙) | 苏州市吴江区松陵镇开发区云黎路北侧 | 深圳前海源本股权投资基金管理有限公司 | 39.52 | Y | |
| 苏州瑞源盛本生物医药管理合伙企业(有限合伙) | 苏州市吴江区松陵镇开发区云黎路北侧 | 深圳前海源本股权投资基金管理有限公司 | 39.52 | N | |
| 上海宝盈资产管理有限公司 | 上海浦东新区花园石桥路33号703室710-712单元 | Xiong Jun | 20.00 | Y | |
| 上海宝盈资产管理有限公司 | 上海浦东新区花园石桥路33号703室710-712单元 | Xiong Jun | 20.00 | N | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
On 2 November 2020, the Company issued 1,219,500 new A shares pursuant to the exercise of pre-IPO share options granted under the Pre-IPO Share Incentive Scheme. As a result, the percentage level of Xiong Jun's interest in the Company's A Shares has reduced. He is a party to a concert party agreement dated 25 December 2017 and a concert party agreement dated 26 July 2019. He is deemed to be interested in 129,978,568 A shares held by the other parties to the concert party agreements.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
14/12/2022
(dd/mm/yyyy)
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