| |
|
Form Serial Number: |
DA20221115E00327
|
| 1.
Date of relevant event: |
11/11/2022
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
06996 |
| 4.
Name of listed corporation: |
Antengene Corporation Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
660,971,644 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Chin |
| (Other names) |
John Francis |
|
|
|
| 10.
Name of director (Chinese): |
|
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1113 | The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
|
310,000 |
|
|
|
|
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,515,496 | 0.23 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,825,496 | 0.28 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 23/08/2022 | 22/08/2030 | | | HKD | 0.920 | | | 300,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 23/08/2023 | 22/08/2030 | | | HKD | 0.920 | | | 300,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 23/08/2024 | 22/08/2030 | | | HKD | 0.920 | | | 400,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 19/01/2023 | 18/01/2031 | | | HKD | 20.650 | | | 90,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 19/01/2024 | 18/01/2031 | | | HKD | 20.650 | | | 90,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 19/01/2025 | 18/01/2031 | | | HKD | 20.650 | | | 120,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/08/2023 | 26/08/2031 | | | HKD | 12.560 | | | 24,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/08/2024 | 26/08/2031 | | | HKD | 12.560 | | | 24,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 27/08/2025 | 26/08/2031 | | | HKD | 12.560 | | | 32,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 11/11/2022 | 10/11/2032 | | | HKD | 0.000 | | | 77,500 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 11/11/2023 | 10/11/2032 | | | HKD | 0.000 | | | 77,500 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 11/11/2024 | 10/11/2032 | | | HKD | 0.000 | | | 51,460 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 11/11/2025 | 10/11/2032 | | | HKD | 0.000 | | | 51,770 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 11/11/2026 | 10/11/2032 | | | HKD | 0.000 | | | 51,770 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
The Company has granted 310,000 restricted shares units to John Francis Chin on 11 Nov 2022 under the 2022 RSU Scheme.
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
15/11/2022
(dd/mm/yyyy)
|
| |