FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20220930E00477
1. Date of relevant event: 28/09/2022
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 02423
4. Name of listed corporation: KE Holdings Inc. - W 
5. Class of shares: Others 
6. Number of issued shares in class: 3,635,326,753
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Chen
(Other names) Xiaohong
10. Name of director (Chinese): 陳小紅 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1316There has been a change in nature of your interest in the shares because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
2101Beneficial owner
 
2101Beneficial owner
 
36,870         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position22,205,7300.61
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position22,205,7300.61
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position22,157,895
2101Beneficial owner
Long position47,835
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4104Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
        9,000,000
Long position
4105Unlisted derivatives - Physically settled
23/07/202123/07/2031USD0USD0.000  10,965
Long position
4104Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box)
        36,870
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
H Capital V GP, Ltd.Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands; Cayman IslandsChen Xiaohong100.00N
Long position14,844,735
H Capital V GP, L.P.Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands; Cayman IslandsH Capital V GP, Ltd.100.00N
Long position14,844,735
H Capital V, L.P.Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands; Cayman IslandsH Capital V GP, L.P.100.00Y
Long position14,844,735
H Capital XM GP, Ltd.Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands; Cayman IslandsChen Xiaohong100.00N
Long position7,313,160
H Capital XM, L.P.Floor 4, Willow House, Cricket Square, PO Box 268, Grand Cayman KY1-1104, Cayman Islands; Cayman IslandsH Capital XM GP, Ltd.100.00Y
Long position7,313,160
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Box 5-6 refer to the total issued Class A ordinary shares ("OS"). Box 24: RSUs of 12,290 ADSs (=36,870 OS) granted on Sep 28, 2022 have vested and She acquired corresponding ADSs listed on NYSE. Box 28 represent ADSs and share options, respectively. She has power to control 3m ADSs (=9m OS) held by H Capital V, L.P., has been granted share options of 3,655 ADSs (10,965 OS) and directly held 12,290 ADSs (=36,870 OS). Box 30: She controls H Capital V GP, Ltd. and H Capital XM GP, Ltd. as director.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 30/09/2022
(dd/mm/yyyy)