FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20220926E00173
1. Date of relevant event: 22/09/2022
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00880
4. Name of listed corporation: SJM Holdings Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 7,101,805,366
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Ho
(Other names) Chiu Fung Daisy
10. Name of director (Chinese): 何超鳳 
11. Chinese Character Code as printed on HKID Card: 014963897685
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1113The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
 
2101Beneficial owner
 
105,000         
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position23,799,1200.34
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position23,904,1200.34
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position23,904,120
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
22/12/201821/12/2026HKD1.00HKD7.790  535,000
Long position
4105Unlisted derivatives - Physically settled
22/12/201921/12/2026HKD1.00HKD7.790  1,070,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
   
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Upon the completion of SJM Holdings Limited ("Company")'s Rights Issue on 21 September 2022, the exercise price and the number of shares to be issued upon exercise of the outstanding share options granted under the share option scheme of the Company were adjusted with effect from 22 September 2022 (For details, please refer to the Company's announcement dated 21 September 2022).
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 26/09/2022
(dd/mm/yyyy)