Hong Kong Exchanges and Clearing Limited

FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation

Form Serial Number:

DA20220728E00402
(Amendment to DA20220517E00598)

1. Date of relevant event:

16/05/2022
(dd/mm/yyyy)

2. Date when director became aware of the relevant event/ interest in the shares (if later):

17/05/2022
(dd/mm/yyyy)

3. Stock code:

01799

4. Name of listed corporation:

新特能源股份有限公司 - H股

5. Class of shares:

Domestic Shares

6. Number of issued shares in class:

1,053,829,244

7. Name of director (English) as printed on HKID Card/Passport:

(Surname)	Zhang
(Other names)	JianXin

10. Name of director (Chinese):

張建新

11. Chinese Character Code as printed on HKID Card:

24. Details of relevant event:

Brief description of relevant event

Capacity in which shares were/are held

Number of shares bought/sold or involved

Currency of transaction

On Exchange

Off Exchange

Before relevant event

After relevant event

Highest price (per share)

Average price (per share)

Average consideration (per share)

Consideration code

Long position

1113	The number of shares in which you are interested has increased because: any other event (you must briefly describe the relevant event in the Supplementary Information box)

2201	Interest of corporation controlled by you

15,955,000

CNY

13.7300

3101

Cash

Short position

25. Total shares in listed corporation immediately before the relevant event:

	Total number of shares	Percentage figure (%)
Long position	0	0.00

26. Total shares in listed corporation immediately after the relevant event:

	Total number of shares	Percentage figure (%)
Long position	15,955,000	1.51

27. Capacity in which interests disclosed in Box 26 are held:

Code describing capacity

Number of shares

2201	Interest of corporation controlled by you

Long position

15,955,000

28. Further information in derivative interests in listed corporation :

Derivatives code

Exercise period (dd/mm/yyyy)

Consideration - if derivatives granted by listed corporation

Number of shares

		Begins	Ends	Currency	Price for grant	Currency	Exercise price	Currency	Price on assignment

29. Further information in relation to interests of children under 18 and/or spouse:

Child/Spouse	Name of child/spouse	Number of shares

30. Further information in relation to interests of corporations controlled by Director:

Name of controlled corporation

Address and place of incorporation

Name of controlling person

% control

Direct interest (Y/N)

Number of shares

天津新特康榮企業管理合夥企業（有限合夥）

天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6259號）；中國

張建新

45.87

Long position

2,180,000

天津新特同心企業管理合夥企業（有限合夥）

天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6262號）；中國

張建新

0.00

Long position

3,535,000

天津新特誠信企業管理合夥企業（有限合夥）

天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6263號）；中國

張建新

0.00

Long position

1,700,000

天津新特卓誠企業管理合夥企業（有限合夥）

天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6264號）；中國

張建新

0.00

Long position

2,640,000

天津新特綠能企業管理合夥企業（有限合夥）

天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6265號）；中國

張建新

0.00

Long position

3,850,000

天津新特創新企業管理合夥企業（有限合夥）

天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6266號）；中國

張建新

0.00

Long position

2,050,000

31. Further information in relation to interests held by Director jointly with another person:

Name of joint shareholder	Address	Number of shares

32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:

Names of Trust	Address	Status code	Number of shares

33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):

Names of other parties	Address	Number of shares

Total number of shares in which a director is interested under sections 317 and 318

34. Supplementary information:

根據新特能源股份有限公司（「新特能源」）員工持股計劃，張建新先生被授予1,000,000股新特能源內資股股份，由張建新先生通過天津新特康榮企業管理合夥企業（有限合夥）（「新特康榮」）（其作為有限合夥人持有），並於2022年5月16日完成中國證券登記結算有限公司境外上市公司非境外上市股份非交易过户登记。根據證券及期貨條例，張建新先生因(1)为新特康榮的有限合夥人及持有新特康榮45.87%權益，而被視為擁有新特康榮持有的新特能源2,180,000股內資股股份；以及(2)為其他5家合夥企業（即天津新特同心企業管理合夥企業（有限合夥）、天津新特誠信企業管理合夥企業（有限合夥）、天津新特卓誠企業管理合夥企業（有限合夥）、天津新特綠能企業管理合夥企業（有限合夥）及天津新特創新企業管理合夥企業（有限合夥））的普通合夥人而被視為擁有該等合夥企業持有的新特能源合共13,775,000股內資股股份。有關員工持股計劃的詳情，請參閱新特能源日期為2022年3月15日的公告、日期為2022年4月19日的通函及日期為2022年5月5日的公告。

35. Log/Serial Number of the previous form:

DA20220517E00598

36. Number of concert party document(s) under section 317 attached/uploaded:

Date of filing this Form 3A:

28/07/2022
(dd/mm/yyyy)