| |
|
Form Serial Number: |
DA20220517E00597
|
| 1.
Date of relevant event: |
16/05/2022
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
17/05/2022
(dd/mm/yyyy)
|
| 3.
Stock code: |
01799 |
| 4.
Name of listed corporation: |
新特能源股份有限公司 - H股 |
| 5.
Class of shares: |
Domestic Shares |
| 6.
Number of issued shares in class: |
1,053,829,244 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Yin |
| (Other names) |
Bo |
|
|
|
| 10.
Name of director (Chinese): |
银波 |
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1113 | The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box) |
|
|
| 2201 | Interest of corporation controlled by you |
|
16,165,000 |
CNY |
|
|
13.7300 |
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 0 | 0.00 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 16,165,000 | 1.54 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 天津新特鼎信企業管理合夥企業（有限合夥） | 天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6256號）；中國 | 銀波 | 0.00 | Y | |
| 天津新特誠立企業管理合夥企業（有限合夥） | 天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6257號）；中國 | 銀波 | 0.00 | Y | |
| 天津新特變通企業管理合夥企業（有限合夥） | 天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6258號）；中國 | 銀波 | 0.00 | Y | |
| 天津新特康榮企業管理合夥企業（有限合夥） | 天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6259號）；中國 | 銀波 | 0.00 | Y | |
| 天津新特簡明企業管理合夥企業（有限合夥） | 天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6260號）；中國 | 銀波 | 0.00 | Y | |
| 天津新特和興企業管理合夥企業（有限合夥） | 天津自貿試驗區（東疆保稅港區）澳洲路6262號查驗庫辦公區202室（天津東疆商務秘書服務有限公司自貿區分公司託管第6261號）；中國 | 銀波 | 0.00 | Y | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
根據新特能源股份有限公司（「新特能源」）員工持股計劃，銀波先生被授予1,000,000股新特能源內資股股份。上述1,000,000股新特能源內資股股份由銀波先生通過天津新特同心企業管理合夥企業（有限合夥）（「新特同心」）（並作為其有限合夥人及持有新特同心约28.29%权益）持有，並於2022年5月16日完成中國證券登記結算有限公司境外上市公司非境外上市股份非交易过户登记。根據證券及期貨條例，因銀波先生為6家合夥企業（即天津新特鼎信企業管理合夥企業（有限合夥）、天津新特誠立企業管理合夥企業（有限合夥）、天津新特變通企業管理合夥企業（有限合夥）、天津新特康榮企業管理合夥企業（有限合夥）、天津新特簡明企業管理合夥企業（有限合夥）及天津新特和興企業管理合夥企業（有限合夥））的普通合夥人而被視為擁有該等合夥企業持有的新特能源合共16,165,000股內資股股份。有關員工持股計劃的詳情，請參閱新特能源日期為2022年3月15日的公告、日期為2022年4月19日的通函及日期為2022年5月5日的公告。
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
17/05/2022
(dd/mm/yyyy)
|
| |