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Form Serial Number: |
DA20220506E00472
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1.
Date of relevant event: |
12/04/2022 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
04/05/2022 (dd/mm/yyyy)
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3.
Stock code: |
01328 |
4.
Name of listed corporation: |
Goldstream Investment Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
11,495,494,321 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Zhao |
(Other names) |
John Huan |
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10.
Name of director (Chinese): |
趙令歡 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1711 | Miscellaneous Other (you must briefly describe the relevant event in the Supplementary Information box) | |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 7,802,539,321 | 68.32 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 7,802,539,321 | 67.87 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
| Long position | 7,802,539,321 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Hony Gold Holdings, L.P. | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Island | Hony Gold GP Limited | 100.00 | Y | Long position | 7,802,539,321 |
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Hony Gold GP Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Island | Hony Group Management Limited | 100.00 | N | Long position | 7,802,539,321 |
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Hony Group Management Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Islands | Hony Managing Partners Limited | 80.00 | N | Long position | 7,802,539,321 |
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Hony Managing Partners Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Islands | Exponential Fortune Group Limited | 100.00 | N | Long position | 7,802,539,321 |
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Exponential Fortune Group Limited | Maples Corporate Services Limited, PO Box 309, Ugland House,Grand Cayman, KY1-1104, Cayman Islands | John Huan Zhao | 49.00 | N | Long position | 7,802,539,321 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Following the issuance of 74,511,000 shares as awarded shares, the total issued shares of the listed corporation increased from 11,420,983,321 to 11,495,494,321, leading to a decrease in the percentage level of the director's interest in the listed corporation. Please refer to the Next Day Disclosure Return published by the listed corporation on April 12, 2022 for details of issuance.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
06/05/2022 (dd/mm/yyyy)
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