FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20220208E00051
1. Date of relevant event: 20/01/2022
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 01821
4. Name of listed corporation: ESR Cayman Ltd 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 4,471,191,170
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Lim
(Other names) Hwee Chiang
10. Name of director (Chinese): 林惠璋 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1705Miscellaneous
Notice filed because you became a director or chief executive of the listed corporation
 
 
2201Interest of corporation controlled by you
 		 212,372,928  HKD      27.0000 
3101Cash
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position00.00
Short position00.00
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position212,372,9284.75
Short position00.00
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position203,969,969
Short position0
2101Beneficial owner
Long position8,402,959
Short position0
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
JL Investment Group LimitedPalm Grove House, P.O. Box 438 Road Town, Tortola, British Virgin IslandsLim Hwee Chiang100.00Y
Long position101,984,984
Short position0
JL Investment Group II LimitedPalm Grove House, P.O. Box 438 Road Town, Tortola, British Virgin IslandsLim Hwee Chiang100.00Y
Long position101,984,985
Short position0
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Pursuant to an acquisition agreement dated 4 August 2021 and upon completion on 20 January 2022 (the date of the relevant event), Mr. Lim was appointed as a non-executive director of ESR Cayman Limited (ESR) and was issued 8,402,959 consideration shares in ESR. His two controlled corporations, JL Investment Group Limited and JL Investment Group II Limited, were issued 101,984,984 and 101,984,985 consideration shares in ESR, respectively.
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 08/02/2022
(dd/mm/yyyy)