|
Form Serial Number: |
DA20220123E00002
|
1.
Date of relevant event: |
18/01/2022 (dd/mm/yyyy)
|
2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
18/01/2022 (dd/mm/yyyy)
|
3.
Stock code: |
02616 |
4.
Name of listed corporation: |
CStone Pharmaceuticals - B |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,187,797,206 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Jiang |
(Other names) |
Frank Ningjun |
|
|
|
10.
Name of director (Chinese): |
|
11.
Chinese Character Code as printed on HKID Card: |
|
|
24.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
Long position |
1201 | The number of shares in which you are interested has reduced because: you completed a sale of the shares | |
2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion | |
|
272,000 |
HKD |
7.9900 |
7.5750 |
|
|
Short position |
|
|
|
|
|
|
|
|
|
|
|
25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 93,118,808 | 7.84 |
|
|
26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 92,846,808 | 7.82 |
|
|
27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
| |
2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
|
|
28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 01/07/2017 | 01/07/2030 | HKD | 1.00 | USD | 0.025 | | | 2,803,336 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 01/07/2017 | 01/07/2030 | HKD | 1.00 | USD | 0.050 | | | 5,750,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 16/01/2020 | 16/01/2033 | HKD | 1.00 | | | | | 5,644,696 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2020 | 15/07/2030 | HKD | 1.00 | HKD | 10.690 | | | 4,048,042 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2021 | 15/07/2031 | HKD | 1.00 | HKD | 10.690 | | | 8,096,084 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2022 | 15/07/2032 | HKD | 1.00 | HKD | 10.690 | | | 8,096,084 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2023 | 15/07/2033 | HKD | 1.00 | HKD | 10.690 | | | 16,192,169 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2020 | 15/07/2030 | HKD | 1.00 | | | | | 412,304 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2021 | 15/07/2031 | HKD | 1.00 | | | | | 654,286 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2022 | 15/07/2032 | HKD | 1.00 | | | | | 2,024,021 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/07/2023 | 15/07/2033 | HKD | 1.00 | | | | | 4,048,043 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 09/11/2020 | 09/11/2022 | HKD | 1.00 | | | | | 500,000 |
|
|
29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | Yanni Xiao | |
|
|
30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
|
31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
JIANG IRREVOCABLE GIFTING TRUST FBO: YANNI XIAO, Dated November 21, 2018, | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
| |
|
|
33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
| | |
Total number of shares in which a director is interested under sections 317 and 318 | |
|
|
34.
Supplementary information: |
Under the Pre-IPO Share Incentivization Plan, an aggregate of 272,000 RSUs were disposed and settled solely for the purpose of satisfying applicable tax obligation for the exercise.
|
35.
Log/Serial Number of the previous form: |
|
36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
Date of filing this Form 3A: |
23/01/2022 (dd/mm/yyyy)
|
|