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Form Serial Number: |
DA20220105E00399
(Amendment to DA20210419E00305)
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| 1.
Date of relevant event: |
29/03/2021
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
03963 |
| 4.
Name of listed corporation: |
China Rongzhong Financial Holdings Co. Ltd. |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
412,509,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Kwok |
| (Other names) |
Gareth Wing-Sien |
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| 10.
Name of director (Chinese): |
郭永善 |
| 11.
Chinese Character Code as printed on HKID Card: |
675330570810 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 1302 | There has been a change in nature of your interest in the shares because:
you have entered into an agreement for the sale of shares in which you are interested |
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| 2202 | Interest of your spouse |
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| 2202 | Interest of your spouse |
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38,503,380 |
HKD |
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0.1980 |
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| Short position |
| 1302 | There has been a change in nature of your interest in the shares because:
you have entered into an agreement for the sale of shares in which you are interested |
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| 2202 | Interest of your spouse |
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| 2202 | Interest of your spouse |
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38,503,380 |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 202,943,525 | 49.20 |
| Short position | 38,503,380 | 9.33 |
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| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 164,440,145 | 39.86 |
| Short position | 38,503,380 | 9.33 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2202 | Interest of your spouse |
| | Long position | 164,440,145 | | Short position | 38,503,380 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Wong, Michelle Yatyee | | Long position | 164,440,145 | | Short position | 38,503,380 |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
On 29 March 2021, Solomon Glory Limited entered into a supplemental sale and purchase agreement with, among others, China Rongzhong Financial Holdings Company Limited (the "Company"), pursuant to which Solomon Glory Limited agreed to transfer 38,503,380 shares of the Company on terms and conditions thereof. For further details, please refer to the announcement of the Company dated 29 March 2021.
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| 35.
Log/Serial Number of the previous form: |
DA20210419E00305
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
05/01/2022
(dd/mm/yyyy)
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