FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20211213E00167
(Amendment to DA20211119E00464)
1. Date of relevant event: 18/11/2021
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later): 18/11/2021
(dd/mm/yyyy)
3. Stock code: 00875
4. Name of listed corporation: China Finance Investment Holdings Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 365,026,575
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Lin
(Other names) Yuhao
10. Name of director (Chinese): 林裕豪 
11. Chinese Character Code as printed on HKID Card:
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1101The number of shares in which you are interested has increased because:
you purchased the shares
 
 
 		 2,000  HKD  2.8500  2.8500   
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position270,581,03574.12
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position270,583,03574.12
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position264,731,087
2101Beneficial owner
Long position5,851,948
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
22/07/201621/07/2026  HKD39.600  34,400
Long position
4105Unlisted derivatives - Physically settled
20/09/201719/09/2027  HKD7.800  480,400
Long position
4105Unlisted derivatives - Physically settled
09/07/201808/07/2028  HKD1.804  79,932
Long position
4105Unlisted derivatives - Physically settled
24/07/201923/07/2029  HKD1.144  945,216
Long position
4105Unlisted derivatives - Physically settled
15/09/202014/09/2030  HKD1.760  2,840,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Sino Richest Investment Holdings LimitedSea Meadow House, Blackburne Highway, (P.O. Box 116), Road Town, Tortola, British Virgin IslandsLin Yuhao100.00Y
Long position264,731,087
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: Revised the Form Serial Number DA20211119E00464
35. Log/Serial Number of the previous form: DA20211119E00464
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 13/12/2021
(dd/mm/yyyy)