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Form Serial Number: |
DA20211209E00134
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1.
Date of relevant event: |
06/12/2021 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
09996 |
4.
Name of listed corporation: |
Peijia Medical Ltd. - B |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
671,334,904 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Ye |
(Other names) |
Hong |
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10.
Name of director (Chinese): |
葉紅 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1112 | The number of shares in which you are interested has increased because: you became a member of a concert party group or a member of the concert party group acquired more of the shares | |
2501 | Other (you must describe the capacity in the Supplementary Information box) | |
2501 | Other (you must describe the capacity in the Supplementary Information box) | |
72,000 |
HKD |
15.9800 |
15.7819 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 154,801,439 | 23.12 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 154,873,439 | 23.07 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
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2501 | Other (you must describe the capacity in the Supplementary Information box) |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/08/2020 | 31/07/2029 | USD | 0 | USD | 0.250 | | | 60,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 18/08/2020 | 31/07/2029 | USD | 0 | USD | 0.390 | | | 560,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/07/2019 | 31/07/2029 | USD | 0 | USD | 0.000 | | | 168,151 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 27/12/2019 | 27/12/2029 | USD | 0 | USD | 0.731 | | | 532,720 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2019 | 27/12/2029 | USD | 0 | USD | 0.250 | | | 549,880 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2019 | 27/12/2029 | USD | 0 | USD | 0.390 | | | 447,160 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 31/12/2019 | 27/12/2029 | USD | 0 | USD | 0.549 | | | 3,316,380 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
XinYue International Limited | Trinity Chambers, P.O. Box 4301, Road Town, Tortola, British Virgin Islands | Hong Ye | 35.00 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
Yi Zhang | Addresses of individuals are not displayed. | |
Jinnius Drive Trust | Addresses of individuals are not displayed. | |
Ping Ye Zhang | Addresses of individuals are not displayed. | |
Hanlindale Trust | Addresses of individuals are not displayed. | |
The Zhang Living Trust | Addresses of individuals are not displayed. | |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Box 24: The percentage of interest reduced because of the increase of total issued shares under the Share Option Plan in Nov 2021 (483,378) and Sep 2021 (1,628,915). Box 24&27: (1) Yi Zhang, Jinnius Drive Trust, Ping Ye Zhang, Hanlindale Trust, Hong Ye & XinYue International Limited are concert parties, each deemed interested in aggregate interests of 154,873,439 Shares; (2) Yi Zhang (4,657,720) & Hong Ye (5,690,339) beneficial interests include outstanding options under the Share Option Plan.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
09/12/2021 (dd/mm/yyyy)
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