FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20211118E00412
1. Date of relevant event: 16/11/2021
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 00173
4. Name of listed corporation: K. Wah International Holdings Ltd. 
5. Class of shares: Ordinary Shares 
6. Number of issued shares in class: 3,130,234,615
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) LUI
(Other names) Che Woo
10. Name of director (Chinese): 呂志和 
11. Chinese Character Code as printed on HKID Card: 071218070735
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1101The number of shares in which you are interested has increased because:
you purchased the shares
 
 
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
 
428,000  HKD  3.1900  3.1717   
 
Short position 
 
 
 
           
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,042,449,04365.25
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position2,042,877,04365.26
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2101Beneficial owner
Long position31,005,941
2202Interest of your spouse
Long position8,317,120
2201Interest of corporation controlled by you
Long position334,612,213
2307Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position1,668,941,769
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
Long position
4105Unlisted derivatives - Physically settled
17/07/201816/07/2023HKD1HKD4.760  2,900,000
Long position
4105Unlisted derivatives - Physically settled
18/07/201917/07/2024HKD1HKD4.520  3,000,000
Long position
4105Unlisted derivatives - Physically settled
15/07/202114/07/2026HKD1HKD3.462  3,100,000
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
SpouseLui Chiu Kam Ping
Long position8,317,120
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
Fairwind Investment Limited80 Broad Street, Monrovia, Liberia (Liberia)Lui Che Woo100.00N
Long position4,355,982
Po Kay Securities & Shares Company Limited14th Floor, Grand Building, 15-18 Connaught Road, Central, Hong Kong (Hong Kong)Fairwind Investment Limited100.00Y
Long position4,355,982
LUI Che Woo Prize Limited (a charitable organization)Room 1801, K. Wah Centre, 191 Java Road, North Point, Hong Kong (Hong Kong)Lui Che Woo100.00Y
Long position123,970,592
Lui Che Woo Foundation Limited29/F, K. Wah Centre, 191 Java Road, North Point, Hong Kong (Hong Kong)Lui Che Woo100.00Y
Long position206,285,639
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
N/AAddresses of individuals are not displayed.
5103Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position1,668,941,769
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information:
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded:
Date of filing this Form 3A: 18/11/2021
(dd/mm/yyyy)