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Form Serial Number: |
DA20210920E00202
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1.
Date of relevant event: |
15/09/2021 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
00711 |
4.
Name of listed corporation: |
Asia Allied Infrastructure Holdings Ltd. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
1,814,601,847 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Li |
(Other names) |
Wai Hang, Christina |
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10.
Name of director (Chinese): |
李蕙嫻 |
11.
Chinese Character Code as printed on HKID Card: |
262156108287 |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
11035 | The number of shares in which you are interested has increased because: you became the holder of, wrote or issued equity derivatives under which (choose one): you have any of the rights or obligations referred to in 11031 to 11034 above embedded in a contract or instrument | |
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2201 | Interest of corporation controlled by you | |
80,000,000 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,403,099,580 | 77.32 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 1,483,099,580 | 81.73 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2201 | Interest of corporation controlled by you |
| Long position | 1,470,604,705 |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 05/12/2018 | 04/12/2021 | HKD | 0 | HKD | 1.020 | | | 360,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 05/12/2019 | 04/12/2021 | HKD | 0 | HKD | 1.020 | | | 360,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 05/12/2020 | 04/12/2021 | HKD | 0 | HKD | 1.020 | | | 480,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 27/03/2020 | 26/03/2025 | | | | | | | 166,000,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 21/04/2020 | 20/04/2023 | | | | | | | 60,000,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 21/04/2020 | 20/04/2023 | | | | | | | 20,000,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 18/09/2020 | 17/09/2022 | | | | | | | 80,000,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 15/09/2021 | 14/09/2026 | | | | | | | 80,000,000 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
GT Winners Limited | Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands | Li Wai Hang, Christina | 45.00 | Y | Long position | 1,470,604,705 |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Box: 28: GT Winners Limited entered into certain call and/or put option deeds with three third parties in which it has (i) an obligation to take 166,000,000 underlying shares; (ii) a right and/or an obligation to take 60,000,000 and 20,000,000 underlying shares respectively; (iii) a right and/or an obligation to take 80,000,000 underlying shares; and (iv) an obligation to take 80,000,000 underlying shares.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
20/09/2021 (dd/mm/yyyy)
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