FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20210917E00392
1.
Date of relevant event
:
14/09/2021
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
02359
4.
Name of listed corporation
:
WuXi AppTec Co., Ltd. - H Shares
5.
Class of shares
:
A Shares
6.
Number of issued shares in class
:
2,563,460,048
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Li
(
Other names
)
Ge
10.
Name of director (Chinese)
:
李革
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1711
Miscellaneous
Other (you must briefly describe the relevant event in the Supplementary Information box)
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
740,070,220
28.86
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
740,070,220
28.86
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2501
Other (you must describe the capacity in the Supplementary Information box)
Long position
740,070,220
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
Spouse
Zhao Ning
Long position
740,070,220
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
G&C III Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Ge Li
75.00
N
Long position
97,349,515
Group & Cloud Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C III Limited
100.00
N
Long position
97,349,515
G&C V Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Group & Cloud Limited
100.00
Y
Long position
97,349,515
G&C Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Ge Li
100.00
N
Long position
240,927,120
G&C I Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C Limited
100.00
N
Long position
190,512,000
G&C VI Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C I Limited
100.00
Y
Long position
190,512,000
New WuXi Partnership L.P.
PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C Limited as general partner
100.00
N
Long position
50,415,120
G&C VII Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
New WuXi ESOP L.P.
100.00
Y
Long position
50,415,120
G&C IV Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
Ge Li
100.00
N
Long position
139,319,309
G&C VIII Limited
Maples Corporate Services Limited, PO Box 309, Ugland House, Grand Cayman, KY1-1104, Cayman Islands
G&C IV Limited
100.00
N
Long position
139,319,309
G&C IV Hong Kong Limited
Rm 826, 8/F, Ocean Centre, Harbour City, 5 Canton Road, Tsim Sha Tsui, Hong Kong
G&C VIII Limited
100.00
Y
Long position
139,319,309
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
中国（上海）自由贸易试验区富特北路211号302部位368室
Ge Li
100.00
N
Long position
81,347,212
Shanghai Houshen Investment Center (Limited Partnership) (上海厚燊投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
45,735,228
Shanghai Houyong Investment Center (Limited Partnership) (上海厚雍投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,885,716
Shanghai Houzhen Investment Center (Limited Partnership) (上海厚溱投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,455,300
Shanghai Houyuan Investment Center (Limited Partnership) (上海厚轅投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,418,256
Shanghai Houyue Investment Center (Limited Partnership) (上海厚玥投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,414,728
Shanghai Houyao Investment Center (Limited Partnership) (上海厚堯投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,379,448
Shanghai Housong Investment Center (Limited Partnership) (上海厚嵩投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,250,676
Shanghai Houling Investment Center (Limited Partnership) (上海厚菱投資中心(有限合夥))
中国（上海）自由贸易试验区富特北路211号302部位368室
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
885,528
Jiaxing Houjin Investment Partnership (Limited Partnership) (嘉興厚錦投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-13
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,989,792
Jiaxing Houyi Investment Partnership (Limited Partnership) (嘉興厚毅投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-12
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
10,971,374
Jiaxing Houyu Investment Partnership (Limited Partnership) (嘉興厚毓投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-11
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
10,971,374
Jiaxing Houzi Investment Partnership (Limited Partnership) (嘉興厚諮投資合夥企業（有限合夥）)
浙江省嘉兴市南湖区广益路883号联创大厦2号楼5层577室-14
Shanghai Qunyun Investment Management Co., Ltd. (上海群雲投資管理有限公司)
100.00
Y
Long position
1,989,792
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
Zhaohui Zhang
Addresses of individuals are not displayed.
Long position
740,070,220
Xiaozhong Liu
Addresses of individuals are not displayed.
Long position
740,070,220
Ning Zhao
Addresses of individuals are not displayed.
Long position
740,070,220
Fertile Harvest Investment Limited (沃茂投資有限公司)
Addresses of individuals are not displayed.
Long position
38,724,998
Eastern Star Asia Investment Limited (東星亞洲投資有限公司)
Addresses of individuals are not displayed.
Long position
12,271,496
L & C Investment Limited
Addresses of individuals are not displayed.
Long position
9,857,938
Shanghai Yingyi Investment Center (Limited Partnership) (上海瀛翊投資中心（有限合夥））
Addresses of individuals are not displayed.
Long position
4,174,619
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
Ge Li held his interests in box 26 jointly with another person and through interest in spouse. The number of issued A Shares of WuXi AppTec Co., Ltd. (無錫藥明康德新藥開發股份有限公司) (the "Company") was increased due to a total of 1,500 ordinary A Shares of the Company being issued and registered following the vesting of the share options granted under the adjusted initial grant of the 2019 A Share Incentive Plan on September 14, 2021.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
17/09/2021
(dd/mm/yyyy)