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Form Serial Number: |
DA20210901E00244
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| 1.
Date of relevant event: |
30/08/2021
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
01988 |
| 4.
Name of listed corporation: |
中國民生銀行股份有限公司 - H股 |
| 5.
Class of shares: |
H Shares |
| 6.
Number of issued shares in class: |
8,320,295,289 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Lu |
| (Other names) |
Zhiqiang |
|
|
|
| 10.
Name of director (Chinese): |
盧志強 |
| 11.
Chinese Character Code as printed on HKID Card: |
415118071730 |
| |
| 24.
Details of relevant event: |
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|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
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|
Before relevant event
|
After relevant event
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Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1201 | The number of shares in which you are interested has reduced because:
you completed a sale of the shares |
|
|
|
8,200,000 |
HKD |
3.3200 |
3.2683 |
|
|
| Short position |
|
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|
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|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 759,180,970 | 9.12 |
| Short position | 604,300,950 | 7.26 |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 750,980,970 | 9.03 |
| Short position | 604,300,950 | 7.26 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| 2201 | Interest of corporation controlled by you |
| | Long position | 750,980,970 | | Short position | 604,300,950 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| | | | | | | | | | | |
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| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| | |
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| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| 通海控股有限公司 | 中國北京市朝陽區工人體育場西路18號光彩國際公寓 1 號樓底商 3C(中國) | Lu Zhiqiang (盧志強) | 77.14 | N | |
| 泛海集團有限公司 | 中國山東省濰坊市濰城區和平路198號(中國) | 通海控股有限公司 | 100.00 | N | |
| 中國泛海控股集團有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座23層(中國) | 泛海集團有限公司 | 98.00 | N | |
| China Oceanwide International Investment Company Limited 中國泛海國際投資有限公司 | 香港花園道1號中銀大廈66樓(香港) | 中國泛海控股集團有限公司 | 100.00 | Y | |
| 泛海控股股份有限公司 | 中國北京市東城區建國門內大街28號民生金融中心C座22層(中國) | 中國泛海控股集團有限公司 | 65.09 | N | |
| 武漢中央商務區股份有限公司 | 中國湖北省武漢市江漢區雲彩路198號泛海城市廣場12層(中國) | 泛海控股股份有限公司 | 89.22 | N | |
| Wuhan CBD (Hong Kong) Company Limited | 香港花園道1號中銀大廈64樓(香港) | 武漢中央商務區股份有限公司 | 100.00 | N | |
| Oceanwide International Equity Investment Limited 泛海國際股權投資有限公司 | Vistra Corporate Services Centre, Wickhams, Cay II, Road Town, Tortola, British Virgin Islands (英屬維爾京群島) | Wuhan CBD (Hong Kong) Company Limited | 100.00 | Y | | Long position | 604,300,950 | | Short position | 604,300,950 |
|
| Long Prosper Capital Company Limited 隆亨資本有限公司 | Portcullis Chambers, 4th Floor, Ellen Skelton Building, 3076 Sir Francis Drake Highway, Road Town, Tortola, British Virgin Islands VG1110 (英屬維爾京群島) | Oceanwide International Equity Investment Limited 泛海國際股權投資有限公司 | 100.00 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| | | |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
01/09/2021
(dd/mm/yyyy)
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