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Form Serial Number: |
DA20210727E00563
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1.
Date of relevant event: |
22/07/2021 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
02171 |
4.
Name of listed corporation: |
CARsgen Therapeutics Holdings Ltd. - B |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
567,346,696 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Guo |
(Other names) |
Bingsen |
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10.
Name of director (Chinese): |
郭炳森 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1112 | The number of shares in which you are interested has increased because: you became a member of a concert party group or a member of the concert party group acquired more of the shares | |
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2501 | Other (you must describe the capacity in the Supplementary Information box) | |
16,000 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 215,123,753 | 37.92 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 215,139,753 | 37.92 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
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2401 | A concert party to an agreement to buy shares described in s.317(1)(a) |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | Yang Xuehong | |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Redelle Holding Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Guo Bingsen | 100.00 | N | |
YIJIE Biotech Holding Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (British Virgin Islands) | Redelle Holding Limited | 10.20 | Y | |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
Yang Xuehong | Addresses of individuals are not displayed. | 8,888,888 |
Yeed Holdings Limited | Addresses of individuals are not displayed. | 8,888,888 |
Guo Xiaojing | Addresses of individuals are not displayed. | 5,555,556 |
Quanzhou Dingwo Chuangfeng Investment Center (Limited Partnership) | Addresses of individuals are not displayed. | 5,555,556 |
Chen Haiou | Addresses of individuals are not displayed. | 2,555,773 |
Total number of shares in which a director is interested under sections 317 and 318 | 17,000,217 |
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34.
Supplementary information: |
On July 22, 2021, 16,000 restricted share units of the Company were granted to Mr. Chen Haiou (being a party to the Concert Party Agreement on February 22, 2021) pursuant to the 2019 Equity Incentive Plan. Please refer to the prospectus dated June 7, 2021 and the Company's announcement of July 22, 2021 in relation to the Grant of RSUs for details.
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
1
A0000000000000816802.pdf
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Date of filing this Form 3A: |
27/07/2021 (dd/mm/yyyy)
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