| |
|
Form Serial Number: |
DA20210714E00337
|
| 1.
Date of relevant event: |
30/06/2021
(dd/mm/yyyy)
|
| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
| 3.
Stock code: |
00013 |
| 4.
Name of listed corporation: |
HUTCHMED (China) Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
848,515,660 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
JACK |
| (Other names) |
Graeme Allan |
|
|
|
| 10.
Name of director (Chinese): |
|
| 11.
Chinese Character Code as printed on HKID Card: |
|
| |
| 24.
Details of relevant event: |
|
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
| Long position |
| 1701 | Miscellaneous
On listing of the corporation or a class of shares of the listed corporation |
|
|
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
|
62,940 |
USD |
|
|
0.0000 |
|
| Short position |
|
|
|
|
|
|
|
|
|
| |
|
| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| | | |
|
| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 62,940 | 0.01 |
|
| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2202 | Interest of your spouse |
| |
| 2305 | Beneficiary of a trust (other than a discretionary interest) |
| |
|
| |
| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| | | | | | | | | 11,985 |
| Long position | | 4104 | Listed derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| | | | | | | | | 15,000 |
| Long position | | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| | | USD | 0 | | | | | 35,955 |
|
| |
| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
| Spouse | Debbie Sue CHUNG | |
|
| |
| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| | | | | |
|
| |
| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
| | |
|
| |
| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
| (private) | Addresses of individuals are not displayed. | | 5102 | Beneficiary of a trust (other than a discretionary interest) |
| |
|
| |
| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
| | |
| Total number of shares in which a director is interested under sections 317 and 318 | |
|
| |
| 34.
Supplementary information: |
Box 28 - Equity derivative represent ADSs (each representing 5 ordinary shares ("OS")) listed on NASDAQ. Director is interested in (a) 2,397 ADSs (representing 11,985 OS) as beneficial owner; (b) 3,000 ADSs (representing 15,000 OS) held by his spouse; and (c) 7,191 ADSs (representing 35,955 OS) as beneficiary of a trust pursuant to long term incentive plan ("LTIP"). As at 30/6/2021, total number of shares held by the trustee of LTIP were 260,985 OS and 1,559,955 ADSs (representing 7,799,775 OS).
|
| 35.
Log/Serial Number of the previous form: |
|
| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
|
Date of filing this Form 3A: |
14/07/2021
(dd/mm/yyyy)
|
| |