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Form Serial Number: |
DA20210713E00261
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| 1.
Date of relevant event: |
09/07/2021
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
08319 |
| 4.
Name of listed corporation: |
Expert Systems Holdings Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
800,400,000 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
CHU |
| (Other names) |
SIU SUM ALEX |
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|
| 10.
Name of director (Chinese): |
朱兆深 |
| 11.
Chinese Character Code as printed on HKID Card: |
261203403234 |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
|
| Long position |
| 11031 | The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares |
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|
| 2201 | Interest of corporation controlled by you |
|
450,000,000 |
HKD |
|
|
0.1680 |
| 3102 | Assets other than cash |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 227,390,000 | 28.41 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 677,390,000 | 84.63 |
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| |
| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| | Long position | 227,390,000 | | Short position | 0 |
|
| 2201 | Interest of corporation controlled by you |
| | Long position | 450,000,000 | | Short position | 0 |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/04/2020 | 14/04/2029 | HKD | 0.000 | HKD | 0.111 | | | 100,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/04/2021 | 14/04/2029 | HKD | 0.000 | HKD | 0.111 | | | 100,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/04/2022 | 14/04/2029 | HKD | 0.000 | HKD | 0.111 | | | 100,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/04/2023 | 14/04/2029 | HKD | 0.000 | HKD | 0.111 | | | 100,000 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 15/04/2024 | 14/04/2029 | HKD | 0.000 | HKD | 0.111 | | | 100,000 |
| Long position | | 4107 | Unlisted derivatives - Convertible instruments |
| | | HKD | 0.000 | HKD | 0.168 | | | 450,000,000 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| China Expert Systems Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, the British Virgin Islands (British Virgin Islands) | Chu Siu Sum Alex | 40.00 | N | | Long position | 450,000,000 | | Short position | 0 |
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| ServiceOne Global Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, the British Virgin Islands (British Virgin Islands) | China Expert Systems Limited | 70.00 | Y | | Long position | 450,000,000 | | Short position | 0 |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
Box 24: The director's controlled corporation ("Controlled Corporation") entered into an agreement for disposal of 70% interest of a company by the Controlled Corporation, which will be partially settled by convertible bonds in the principal amount of HK$75.6 million, subject to approval of shareholders of the issuer. The exercise period is not availble yet.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
13/07/2021
(dd/mm/yyyy)
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