FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
 
Form Serial Number: DA20210713E00001
1. Date of relevant event: 09/07/2021
(dd/mm/yyyy)
2. Date when director became aware of the relevant event/ interest in the shares (if later):
(dd/mm/yyyy)
3. Stock code: 06885
4. Name of listed corporation: 河南金馬能源股份有限公司 
5. Class of shares: H Shares 
6. Number of issued shares in class: 535,421,000
7. Name of director (English) as printed on HKID Card/Passport:
(Surname) Yiu
(Other names) Chiu Fai
10. Name of director (Chinese): 饶朝晖 
11. Chinese Character Code as printed on HKID Card: 743726002547
 
24. Details of relevant event:
  Brief description of relevant event Capacity in which shares were/are held Number of shares bought/sold or involved Currency of transaction On Exchange Off Exchange
Before relevant event After relevant event Highest price (per share) Average price (per share) Average consideration (per share) Consideration code
Long position 
1113The number of shares in which you are interested has increased because:
any other event (you must briefly describe the relevant event in the Supplementary Information box)
 
 
2201Interest of corporation controlled by you
 		 162,000,000         
 
Short position 
 
 
 		            
 
25. Total shares in listed corporation immediately before the relevant event:
 Total number of sharesPercentage figure (%)
Long position1,453,0001.07
 
26. Total shares in listed corporation immediately after the relevant event:
 Total number of sharesPercentage figure (%)
Long position163,453,00030.53
 
27. Capacity in which interests disclosed in Box 26 are held:
Code describing capacityNumber of shares
2201Interest of corporation controlled by you
Long position162,000,000
2101Beneficial owner
Long position1,453,000
 
28. Further information in derivative interests in listed corporation :
Derivatives code Exercise period (dd/mm/yyyy) Consideration - if derivatives granted by listed corporation Number of shares
  BeginsEndsCurrencyPrice for grantCurrencyExercise priceCurrencyPrice on assignment 
           
 
29. Further information in relation to interests of children under 18 and/or spouse:
Child/SpouseName of child/spouseNumber of shares
 
 
30. Further information in relation to interests of corporations controlled by Director:
Name of controlled corporationAddress and place of incorporationName of controlling person% controlDirect interest (Y/N)Number of shares
金星化工（控股）有限公司Portcullis Chambers, 4/Floor, Ellen Skelton Building, No. 3076, Sir Francis Drake Highway, Road Town, Tortola, VG1110, British Virgin Islands (英屬維爾京群島)饒朝暉100.00N
Long position162,000,000
金馬焦化（英屬維爾京群島）有限公司Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (英屬維爾京群島)金星化工（控股）有限公司96.30N
Long position162,000,000
金馬能源（香港）有限公司香港銅鑼灣興發街88號28樓2801室（香港）金馬焦化（英屬維爾京群島）有限公司100.00Y
Long position162,000,000
 
31. Further information in relation to interests held by Director jointly with another person:
Name of joint shareholderAddressNumber of shares
 
 
32. Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust:
Names of TrustAddressStatus codeNumber of shares
  
 
33. Further information from a party to an agreement under Section 317 (Please see Notes for further information required):
Names of other partiesAddressNumber of shares
 
Total number of shares in which a director is interested under sections 317 and 318
 
34. Supplementary information: 河南金馬能源股份有限公司（以下簡稱“公司”）已參與H股全流通計劃，已於2021年7月9日將公司238,000,000股内資股及162,000,000股非上市外資股轉為H股。有鑑於此，饒朝暉視為持有權益的非上市外資股已全部轉換為H股。詳情請參閱公司日期為2021年7月6日及2021年7月9日的公告。
35. Log/Serial Number of the previous form:
36. Number of concert party document(s) under section 317 attached/uploaded: 0
Date of filing this Form 3A: 13/07/2021
(dd/mm/yyyy)