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Form Serial Number: |
DA20210625E00600
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1.
Date of relevant event: |
22/06/2021 (dd/mm/yyyy)
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2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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3.
Stock code: |
02269 |
4.
Name of listed corporation: |
WuXi Biologics (Cayman) Inc. |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
4,237,300,262 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Chen |
(Other names) |
Zhisheng |
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10.
Name of director (Chinese): |
陳智勝 |
11.
Chinese Character Code as printed on HKID Card: |
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24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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Long position |
1302 | There has been a change in nature of your interest in the shares because: you have entered into an agreement for the sale of shares in which you are interested | |
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2,204,417 |
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Short position |
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25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 120,459,001 | 2.84 |
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26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 120,459,001 | 2.84 |
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27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
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2307 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 07/01/2016 | 06/01/2026 | HKD | 1 | USD | 0.167 | | | 85,000,000 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 15/03/2017 | 14/03/2027 | HKD | 1 | USD | 0.340 | | | 17,532,000 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 05/06/2021 | 05/06/2024 | | | | | | | 2,367,600 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 12/11/2022 | 12/11/2025 | | | | | | | 1,178,796 |
Long position | 4108 | Unlisted derivatives - Other (you must describe the category of derivatives in the Supplementary Information box) |
| 16/06/2023 | 16/06/2026 | | | | | | | 945,200 |
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29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
Spouse | Yan Zhao | |
Child | Emma Lei Chan | |
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30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
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31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
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32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
(private) | Addresses of individuals are not displayed. | 5103 | Founder of a discretionary trust who can influence how the trustee exercises his discretion |
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33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
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Total number of shares in which a director is interested under sections 317 and 318 | |
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34.
Supplementary information: |
Box 28: Represents the restricted shares granted to Dr. Chen pursuant to the RSU Scheme adopted on 15/01/2018 and such grant was approved by independent shareholders in the AGM on 05/06/2019, 09/06/2020 (later granted on 12/11/2020) and 16/06/2021 respectively
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35.
Log/Serial Number of the previous form: |
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36.
Number of concert party document(s) under section 317 attached/uploaded: |
0
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Date of filing this Form 3A: |
25/06/2021 (dd/mm/yyyy)
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