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Form Serial Number: |
DA20210604E00350
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| 1.
Date of relevant event: |
01/06/2021
(dd/mm/yyyy)
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| 2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
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| 3.
Stock code: |
00992 |
| 4.
Name of listed corporation: |
Lenovo Group Limited |
| 5.
Class of shares: |
Ordinary Shares |
| 6.
Number of issued shares in class: |
12,041,705,614 |
| 7.
Name of director (English) as printed on HKID Card/Passport: |
| (Surname) |
Yang |
| (Other names) |
Yuanqing |
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|
| 10.
Name of director (Chinese): |
楊元慶 |
| 11.
Chinese Character Code as printed on HKID Card: |
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| 24.
Details of relevant event: |
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Brief description of relevant event
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Capacity in which shares were/are held
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Number of shares bought/sold or involved
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Currency of transaction |
On Exchange
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Off Exchange
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Before relevant event
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After relevant event
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Highest price (per share)
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Average price (per share)
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Average consideration (per share)
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Consideration code
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| Long position |
| 11031 | The number of shares in which you are interested has increased because:
you became the holder of, wrote or issued equity derivatives under which (choose one):
you have a right to take the underlying shares |
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|
51,937,413 |
HKD |
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|
0.0000 |
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| Short position |
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| 25.
Total shares in listed corporation immediately before the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,158,972,195 | 9.62 |
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| |
| 26.
Total shares in listed corporation immediately after the relevant event: |
| | Total number of shares | Percentage figure (%) |
| Long position | 1,210,909,608 | 10.06 |
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| 27.
Capacity in which interests disclosed in Box 26 are held: |
| Code describing capacity | Number of shares |
| |
| 2201 | Interest of corporation controlled by you |
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| 28.
Further information in derivative interests in listed corporation : |
| Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 03/06/2015 | 04/06/2021 | HKD | 9.815 | HKD | 9.815 | | | 14,520,062 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2016 | 01/06/2022 | HKD | 12.290 | HKD | 12.290 | | | 12,703,664 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2017 | 01/06/2023 | HKD | 4.900 | HKD | 4.900 | | | 126,972,471 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2018 | 01/06/2024 | HKD | 4.950 | HKD | 4.950 | | | 45,893,773 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2019 | 01/06/2025 | HKD | 4.000 | HKD | 4.000 | | | 39,305,643 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2020 | | HKD | 4.000 | HKD | 0.000 | | | 1,561,417 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 03/06/2020 | 03/06/2026 | HKD | 5.790 | HKD | 5.790 | | | 79,451,149 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 03/06/2020 | | HKD | 5.790 | HKD | 0.000 | | | 6,485,200 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2021 | 01/06/2027 | HKD | 4.22 | HKD | 4.220 | | | 76,048,055 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2021 | | HKD | 4.22 | HKD | 0.000 | | | 22,765,039 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2022 | 01/06/2028 | HKD | 9.45 | HKD | 9.450 | | | 35,644,748 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2022 | | HKD | 9.50 | HKD | 0.000 | | | 12,421,157 |
| Long position | | 4105 | Unlisted derivatives - Physically settled |
| 01/06/2022 | | HKD | 9.50 | HKD | 0.000 | | | 3,871,508 |
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| 29.
Further information in relation to interests of children under 18 and/or spouse: |
| Child/Spouse | Name of child/spouse | Number of shares |
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| 30.
Further information in relation to interests of corporations controlled by Director: |
| Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
| Sureinvest Holdings Limited | Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands (BVI) | Mr. Yang Yuanqing | 86.99 | Y | |
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| 31.
Further information in relation to interests held by Director jointly with another person: |
| Name of joint shareholder | Address | Number of shares |
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| 32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
| Names of Trust | Address | Status code | Number of shares |
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| 33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
| Names of other parties | Address | Number of shares |
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| Total number of shares in which a director is interested under sections 317 and 318 | |
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| 34.
Supplementary information: |
2020/21 Annual LTI Award - Acceptance of 79,451,149 Shares Appreciation Rights and 15,564,480 Restricted Share Units. TThe first batch of SAR at $9.815 should expires on June 3, 2021, due to the system defect, we have to amend it to current date in order to pass through the DION system.
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| 35.
Log/Serial Number of the previous form: |
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| 36.
Number of concert party document(s) under section 317 attached/uploaded: |
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Date of filing this Form 3A: |
04/06/2021
(dd/mm/yyyy)
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