|
Form Serial Number: |
DA20210521E00465
|
1.
Date of relevant event: |
18/05/2021 (dd/mm/yyyy)
|
2.
Date when director became aware of the relevant event/ interest in the shares (if later): |
(dd/mm/yyyy)
|
3.
Stock code: |
06855 |
4.
Name of listed corporation: |
Ascentage Pharma Group International - B |
5.
Class of shares: |
Ordinary Shares |
6.
Number of issued shares in class: |
252,807,206 |
7.
Name of director (English) as printed on HKID Card/Passport: |
(Surname) |
Tian |
(Other names) |
Yuan |
|
|
|
10.
Name of director (Chinese): |
田源 |
11.
Chinese Character Code as printed on HKID Card: |
|
|
24.
Details of relevant event: |
|
Brief description of relevant event
|
Capacity in which shares were/are held
|
Number of shares bought/sold or involved
|
Currency of transaction |
On Exchange
|
Off Exchange
|
Before relevant event
|
After relevant event
|
Highest price (per share)
|
Average price (per share)
|
Average consideration (per share)
|
Consideration code
|
Long position |
1201 | The number of shares in which you are interested has reduced because: you completed a sale of the shares | |
2501 | Other (you must describe the capacity in the Supplementary Information box) | |
2501 | Other (you must describe the capacity in the Supplementary Information box) | |
45,000 |
HKD |
46.0500 |
46.0000 |
|
|
Short position |
|
|
|
|
|
|
|
|
|
|
|
25.
Total shares in listed corporation immediately before the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 20,642,776 | 8.16 |
|
|
26.
Total shares in listed corporation immediately after the relevant event: |
| Total number of shares | Percentage figure (%) |
Long position | 20,597,776 | 8.14 |
|
|
27.
Capacity in which interests disclosed in Box 26 are held: |
Code describing capacity | Number of shares |
2201 | Interest of corporation controlled by you |
| |
| |
|
|
28.
Further information in derivative interests in listed corporation : |
Derivatives code |
Exercise period (dd/mm/yyyy) |
Consideration - if derivatives granted by listed corporation |
Number of shares |
| | Begins | Ends | Currency | Price for grant | Currency | Exercise price | Currency | Price on assignment | |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2020 | 15/08/2028 | | | HKD | 0.010 | | | 73,178 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2021 | 15/08/2028 | | | HKD | 0.010 | | | 73,178 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2022 | 15/08/2028 | | | HKD | 0.010 | | | 73,179 |
Long position | 4105 | Unlisted derivatives - Physically settled |
| 28/10/2023 | 15/08/2028 | | | HKD | 0.010 | | | 73,179 |
|
|
29.
Further information in relation to interests of children under 18 and/or spouse: |
Child/Spouse | Name of child/spouse | Number of shares |
| | |
|
|
30.
Further information in relation to interests of corporations controlled by Director: |
Name of controlled corporation | Address and place of incorporation | Name of controlling person | % control | Direct interest (Y/N) | Number of shares |
Shenzhen Qianhai Yuanming Asset Management Co., Ltd. | Qianhai Complex A201, Qianwan Road 1, Qianhai Shenzhen-Hong Kong Cooperation Zone, Shenzhen,P.R.China | Tian Yuan | 90.00 | N | |
Shenzhen Qianhai Yuanming Healthcare Fund (Limited Partnership) | Qianhai Complex A201, Qianwan Road 1, Qianhai Shenzhen-Hong Kong Cooperation Zone, Shenzhen,P.R.China | Shenzhen Qianhai Yuanming Asset Management Co., Ltd. | 100.00 | N | |
QHYM Investment Ltd | Vistra Corporate Services Centre Wickhams Cay II Road Town Tortola VG1110 British Virgin Islands | Shenzhen Qianhai Yuanming Healthcare Fund (Limited Partnership) | 100.00 | Y | |
Zhuhai Hengqin Yuanming Asset Management Co., Ltd | 1576 Room 105, No.6 Baohua Road, Hengqin New District, Zhuhai, China | Tian Yuan | 50.00 | N | |
Zhuhai Hengqin Yuanming Private Equity (Limited Partnership) | 1859 Room 105, No.6 Baohua Road, Hengqin New District, Zhuhai, China | Zhuhai Hengqin Yuanming Asset Management Co., Ltd | 100.00 | N | |
YM Investment Ltd | Offshore Incorporations (Cayman) Limited Floor 4, Willow House Cricket Square P O Box 2804 Grand Cayman KY1-1112 Caymand Islands | Zhuhai Hengqin Yuanming Private Equity (Limited Partnership) | 100.00 | Y | |
Yuanming Capital Group Limited | Sertus Incorporations (BVI) Limited, Sertus Chambers, P.O. BOX 905, Quastisky Building, Road Twon, Tortola, British Virgin Islands | Tian Yuan | 100.00 | N | |
Yuanming Capital Management Limited | Sertus Incorporations (Cayman) Limited, Sertus Chambers, Governors Square, Suite #5-204, 23 Lime Tree Bay Avenue, P.O. BOX 2547, Grand Cayman, KY1-1104, Cayman Islands | Yuanming Capital Group Limited | 50.00 | N | |
Yuanming Prudence SPC | Office of Sertus Incorporations (Cayman) Limited, Sertus Chambers, Governors Square, Suite# 5-204, 23 Lime Tree Bay Avenue, P.O. Box 2547, Grand Cayman, KYl-1104, Cayman Islands | Yuanming Capital Management Limited | 100.00 | Y | |
|
|
31.
Further information in relation to interests held by Director jointly with another person: |
Name of joint shareholder | Address | Number of shares |
| | |
|
|
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust: |
Names of Trust | Address | Status code | Number of shares |
| | | |
|
|
33.
Further information from a party to an agreement under Section 317 (Please see Notes for further information required): |
Names of other parties | Address | Number of shares |
| | |
Total number of shares in which a director is interested under sections 317 and 318 | |
|
|
34.
Supplementary information: |
Mr. TIAN Yuan held his interests through interests in controlled corporation and holder of Pre-IPO share option.
|
35.
Log/Serial Number of the previous form: |
|
36.
Number of concert party document(s) under section 317 attached/uploaded: |
|
Date of filing this Form 3A: |
21/05/2021 (dd/mm/yyyy)
|
|