FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20210419E00296
1.
Date of relevant event
:
29/03/2021
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
03963
4.
Name of listed corporation
:
China Rongzhong Financial Holdings Co. Ltd.
5.
Class of shares
:
Ordinary Shares
6.
Number of issued shares in class
:
412,509,000
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Wong
(
Other names
)
Jacqueline Yue Yee
10.
Name of director (Chinese)
:
黄悦怡
11.
Chinese Character Code as printed on HKID Card
:
780618781837
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1302
There has been a change in nature of your interest in the shares because:
you have entered into an agreement for the sale of shares in which you are interested
2305
Beneficiary of a trust (other than a discretionary interest)
2305
Beneficiary of a trust (other than a discretionary interest)
38,503,380
HKD
0.1980
3101
Cash
Short position
1302
There has been a change in nature of your interest in the shares because:
you have entered into an agreement for the sale of shares in which you are interested
2305
Beneficiary of a trust (other than a discretionary interest)
2305
Beneficiary of a trust (other than a discretionary interest)
38,503,380
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
202,943,525
49.20
Short position
38,503,380
9.33
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
164,440,145
39.86
Short position
38,503,380
9.33
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2305
Beneficiary of a trust (other than a discretionary interest)
Long position
143,805,903
Short position
38,503,380
2307
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
20,234,242
2101
Beneficial owner
Long position
400,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
Long position
4105
Unlisted derivatives - Physically settled
10/02/2020
09/02/2030
HKD
1
HKD
0.400
400,000
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Plenty Boom Investments Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Ace York Investment Management Limited
100.00
Y
Long position
10,107,066
Legend Crown International Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Ace York Investment Management Limited
100.00
Y
Long position
10,127,176
Ace York Investment Management Limited
Unit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong Kong
Wong Jacqueline Yue Yee
50.00
N
Long position
20,234,242
Allied Luck Trading Limited
Trient Chambers, P. O. Box 146, Road Town, Tortola, British Virgin Islands
Allied Luck Trust
100.00
N
Long position
143,805,903
Short position
38,503,380
Allied Golden Investment Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Aceyork Trust
100.00
N
Long position
143,805,903
Short position
38,503,380
Aceyork Investment Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Aceyork Trust
100.00
N
Long position
143,805,903
Short position
38,503,380
Ace Solomon Investments Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Allied Golden Investment Limited
50.00
N
Long position
143,805,903
Short position
38,503,380
Ace Solomon Investments Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Aceyork Investment Limited
50.00
N
Long position
143,805,903
Short position
38,503,380
Goldbond Group Holdings Limited
Unit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong Kong
Allied Luck Trading Limited
30.99
N
Long position
143,805,903
Short position
38,503,380
Goldbond Group Holdings Limited
Unit 3901, 39/F, Tower One, Lippo Centre, 89 Queensway, Hong Kong
Ace Solomon Investments Limited
26.06
N
Long position
143,805,903
Short position
38,503,380
Perfect Honour Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Goldbond Group Holdings Limited
100.00
Y
Long position
143,805,903
Solomon Glory Limited
Vistra Corporate Services Centre, Wickhams Cay II, Road Tower, Tortola, VG1110, British Virgin Islands
Goldbond Group Holdings Limited
100.00
Y
Short position
38,503,380
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
Allied Luck Trust
Addresses of individuals are not displayed.
5102
Beneficiary of a trust (other than a discretionary interest)
Long position
143,805,903
Short position
38,503,380
Aceyork Trust
Addresses of individuals are not displayed.
5102
Beneficiary of a trust (other than a discretionary interest)
Long position
143,805,903
Short position
38,503,380
Ace York Investment Management Limited
Addresses of individuals are not displayed.
5103
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
20,234,242
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
On 29 March 2021, Solomon Glory Limited entered into a supplemental sale and purchase agreement with, among others, China Rongzhong Financial Holdings Company Limited (the "Company"), pursuant to which Solomon Glory Limited agreed to transfer 38,503,380 shares of the Company on terms and conditions thereof. For further details, please refer to the announcement of the Company dated 29 March 2021.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
19/04/2021
(dd/mm/yyyy)