FORM 3A - Director/Chief Executive Notice - Interests in Shares of Listed Corporation
Form Serial Number
:
DA20210416E00341
1.
Date of relevant event
:
31/03/2021
(dd/mm/yyyy)
2.
Date when director became aware of the relevant event/ interest in the shares (if later)
:
(dd/mm/yyyy)
3.
Stock code
:
09969
4.
Name of listed corporation
:
InnoCare Pharma Ltd. - B
5.
Class of shares
:
H Shares
6.
Number of issued shares in class
:
1,499,673,235
7.
Name of director (English) as printed on HKID Card/Passport
:
(
Surname
)
Lin
(
Other names
)
Lijun
10.
Name of director (Chinese)
:
林利軍
11.
Chinese Character Code as printed on HKID Card
:
24.
Details of relevant event
:
Brief description of relevant event
Capacity in which shares were/are held
Number of shares bought/sold or involved
Currency of transaction
On Exchange
Off Exchange
Before relevant event
After relevant event
Highest price (per share)
Average price (per share)
Average consideration (per share)
Consideration code
Long position
1706
Miscellaneous
Notice filed because you ceased to be a director or chief executive of the listed corporation
2501
Other (you must describe the capacity in the Supplementary Information box)
2501
Other (you must describe the capacity in the Supplementary Information box)
0
Short position
25.
Total shares in listed corporation immediately before the relevant event
:
Total number of shares
Percentage figure (%)
Long position
124,727,447
8.32
26.
Total shares in listed corporation immediately after the relevant event
:
Total number of shares
Percentage figure (%)
Long position
124,727,447
8.32
27.
Capacity in which interests disclosed in Box 26 are held
:
Code describing capacity
Number of shares
2307
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
120,911,447
2201
Interest of corporation controlled by you
Long position
3,816,000
28.
Further information in derivative interests in listed corporation
:
Derivatives code
Exercise period (dd/mm/yyyy)
Consideration - if derivatives granted by listed corporation
Number of shares
Begins
Ends
Currency
Price for grant
Currency
Exercise price
Currency
Price on assignment
29.
Further information in relation to interests of children under 18 and/or spouse
:
Child/Spouse
Name of child/spouse
Number of shares
30.
Further information in relation to interests of corporations controlled by Director
:
Name of controlled corporation
Address and place of incorporation
Name of controlling person
% control
Direct interest (Y/N)
Number of shares
Shanghai Zhengxingu Investment Management Co., Ltd. (上海正心谷投资管理有限公司)
Yangtze River Delta Integration Demonstration Zone (Shanghai) Financial Industry Park
Lin Lijun
100.00
N
Long position
3,816,000
Shanghai Lehong Investment Partnership （上海乐泓投资合伙企业（有限合伙））
Room 368, Part 302, No. 211 Fute North Road, China (Shanghai) Pilot Free Trade Zone, Shanghai, PRC
Shanghai Zhengxingu Investment Management Co., Ltd. (上海正心谷投资管理有限公司) (as general partner)
0.01
N
Long position
3,816,000
Shanghai Lejin Investment Partnership (上海乐进投资合伙企业（有限合伙）)
Room 254, Area B, 2/F, Building 5, No. 201 Wushebang Road, Qingpu District, Shanghai
Shanghai Zhengxingu Investment Management Co., Ltd. (上海正心谷投资管理有限公司) (as general partner)
0.02
N
Long position
3,816,000
Shanghai Tanying Investment Partnership (上海檀英投资合伙企业（有限合伙）)
Room 238, Area E, 2/F, Building 5, No.201 Wushebang Road, Qingpu District, Shanghai
Shanghai Zhengxingu Investment Management Co., Ltd. (上海正心谷投资管理有限公司) (as general partner)
0.01
N
Long position
3,816,000
Shanghai Tanying Investment Partnership (上海檀英投资合伙企业（有限合伙）)
Room 238, Area E, 2/F, Building 5, No.201 Wushebang Road, Qingpu District, Shanghai
Shanghai Lejin Investment Partnership (上海乐进投资合伙企业（有限合伙）)
99.99
N
Long position
3,816,000
Shanghai Lehong Investment Partnership （上海乐泓投资合伙企业（有限合伙））
Room 368, Part 302, No. 211 Fute North Road, China (Shanghai) Pilot Free Trade Zone, Shanghai, PRC
Shanghai Tanying Investment Partnership (上海檀英投资合伙企业（有限合伙）)
99.99
N
Long position
3,816,000
Golden Valley Global Limited
Vistra Corporate Services Center, Wickhams Cay II, Road Town, Tortola, British Virgin Islands
Shanghai Lehong Investment Partnership （上海乐泓投资合伙企业（有限合伙））
100.00
Y
Long position
3,816,000
Vistra Trust (Singapore) Pte. Limited
9 Raffles Place, #26-01 Republic Plaza, Singapore (048619)
Lin Lijun
0.00
N
Long position
120,911,447
Jovial Champion Investments Limited
Vistra Corporate Services Center, Wickhams Cay II, Road Town, Tortola, VG1110, British Virgin Islands
Vistra Trust (Singapore) Pte. Limited
100.00
N
Long position
120,911,447
LVC Innovate Limited
Vistra (Cayman) Limited, P. O. Box 31119, Grand Pavilion, Hibiscus Way, 802 West Bay Road, Grand Cayman, KY1 - 1205 Cayman Islands
Jovial Champion Investments Limited
100.00
N
Long position
120,911,447
LVC Management Holdings Limited
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
LVC Innovate Limited
80.00
N
Long position
120,911,447
LVC Holdings Limited
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
LVC Management Holdings Limited
95.00
N
Long position
120,911,447
Loyal Valley Capital Advantage Fund GP Ltd
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
LVC Holdings Limited
100.00
N
Long position
58,366,157
Loyal Valley Capital Advantage Fund II Limited
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
LVC Holdings Limited
100.00
N
Long position
45,487,484
LVC Lion Fund Limited
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
LVC Holdings Limited
100.00
N
Long position
17,057,806
Loyal Valley Capital Advantage Fund LP
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
Loyal Valley Capital Advantage Fund GP Ltd (as general partner)
0.00
Y
Long position
58,366,157
Loyal Valley Capital Advantage Fund II LP
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
Loyal Valley Capital Advantage Fund II Limited (as general partner)
0.00
Y
Long position
45,487,484
LVC Lion Fund LP
Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands
LVC Lion Fund Limited (as general partner)
0.00
Y
Long position
17,057,806
31.
Further information in relation to interests held by Director jointly with another person
:
Name of joint shareholder
Address
Number of shares
32.
Further information from a director who is a trustee, or beneficiary of a trust, or a person who has set up a Discretionary Trust
:
Names of Trust
Address
Status code
Number of shares
(private)
Addresses of individuals are not displayed.
5103
Founder of a discretionary trust who can influence how the trustee exercises his discretion
Long position
120,911,447
33.
Further information from a party to an agreement under Section 317
(Please see Notes for further information required)
:
Names of other parties
Address
Number of shares
Total number of shares in which a director is interested under sections 317 and 318
34.
Supplementary information
:
The Capacity in which shares are held in box 24 are set out in box 27.
35.
Log/Serial Number of the previous form
:
36.
Number of concert party document(s) under section 317 attached/uploaded
:
Date of filing this Form 3A
:
16/04/2021
(dd/mm/yyyy)